Offerings // HONG YUAN HOLDING GROUP

HGYN offering history

Every offering-related filing in HONG YUAN HOLDING GROUP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 405 filings back to Apr 22, 2005.

Last executed offering

Oct 19, 2012

8-K — priced deal (shares or notes)

Last registration (announced)

Jan 25, 2013

S-1 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Mar 12, 2013	RW →	WITHDRAWN	Registration withdrawn
Jan 25, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jan 4, 2013	RW →	WITHDRAWN	Registration withdrawn
Nov 2, 2012	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 19, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 4, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 31, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 26, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 1, 2012	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 30, 2012	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 14, 2011	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 10, 2011	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 11, 2011	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 10, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 5, 2011	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 3, 2011	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jul 11, 2011	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 16, 2011	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 24, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 19, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 15, 2011	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 14, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 31, 2011	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 11, 2011	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 1, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 15, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 10, 2010	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 26, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 21, 2010	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Apr 26, 2010	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 26, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 14, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 13, 2007	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 11, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 21, 2007	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 12, 2006	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 15, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

HGYN offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full HGYN workspace →

HGYN offering FAQ

When did HGYN last execute an offering?

Per SEC filings, HONG YUAN HOLDING GROUP's most recent priced offering document is a 8-K filed 2012-10-19. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did HGYN last announce or register an offering?

The most recent registration is a S-1 filed 2013-01-25. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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