Offerings // HCI Group, Inc.

HCI offering history

Every offering-related filing in HCI Group, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 981 filings back to May 16, 2007.

Last executed offering

Dec 7, 2023

424B5 — priced deal (shares or notes)

Last registration (announced)

Jan 22, 2024

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Mar 11, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 22, 2024	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Dec 7, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 6, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 2, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 28, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 8, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 27, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 23, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 27, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 1, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 25, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 23, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 19, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 12, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 15, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 3, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 3, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 12, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 11, 2013	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 10, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jan 9, 2013	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 20, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 18, 2012	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Dec 10, 2012	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Dec 3, 2012	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 20, 2012	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 10, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 9, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 3, 2012	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 23, 2012	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 8, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 7, 2011	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Mar 2, 2011	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Feb 18, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 17, 2011	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 1, 2011	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 31, 2010	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 26, 2010	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 24, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

HCI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full HCI workspace →

HCI offering FAQ

When did HCI last execute an offering?

Per SEC filings, HCI Group, Inc.'s most recent priced offering document is a 424B5 filed 2023-12-07. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did HCI last announce or register an offering?

The most recent registration is a S-3ASR filed 2024-01-22. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.