Offerings // Good Times Restaurants Inc.

GTIM offering history

Every offering-related filing in Good Times Restaurants Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to Jan 13, 2005.

Last executed offering

May 5, 2015

424B5 — priced deal (shares or notes)

Last registration (announced)

Mar 10, 2015

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jul 22, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 5, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 28, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 25, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 10, 2015	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 4, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 26, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 26, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 24, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 23, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 5, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Sep 2, 2014	RW →	WITHDRAWN	Registration withdrawn
Aug 26, 2014	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 22, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 13, 2014	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jul 29, 2014	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jul 2, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 16, 2013	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 15, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 15, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 14, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 12, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 26, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 27, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 7, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 26, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 1, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 19, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 17, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 3, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 27, 2010	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 4, 2010	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 8, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 2, 2005	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 4, 2005	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 18, 2005	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 16, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

GTIM offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full GTIM workspace →

GTIM offering FAQ

When did GTIM last execute an offering?

Per SEC filings, Good Times Restaurants Inc.'s most recent priced offering document is a 424B5 filed 2015-05-05. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did GTIM last announce or register an offering?

The most recent registration is a S-3/A filed 2015-03-10. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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