Offerings // GrowGeneration Corp.

GRWG offering history

Every offering-related filing in GrowGeneration Corp.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 527 filings back to Apr 11, 2014.

Last executed offering

Dec 10, 2020

424B5 — priced deal (shares or notes)

Last registration (announced)

Dec 7, 2020

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 10, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 7, 2020	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Dec 7, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 1, 2020	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 29, 2020	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Jun 29, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 24, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 11, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 10, 2020	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Nov 20, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 20, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 28, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 26, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 14, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 17, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 24, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 9, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 27, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 24, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 12, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 4, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 27, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 6, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 1, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 19, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 16, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 19, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 16, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 25, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 19, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 12, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 22, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 20, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 15, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 12, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 1, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 15, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 11, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 9, 2015	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

GRWG offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full GRWG workspace →

GRWG offering FAQ

When did GRWG last execute an offering?

Per SEC filings, GrowGeneration Corp.'s most recent priced offering document is a 424B5 filed 2020-12-10. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did GRWG last announce or register an offering?

The most recent registration is a S-3ASR filed 2020-12-07. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.