GLO offering history
Every offering-related filing in Clough Global Opportunities Fund’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 474 filings back to Feb 2, 2006.
| Date | Filing | What it means | |
|---|---|---|---|
| Sep 30, 2022 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 20, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 21, 2021 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| May 21, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 6, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 24, 2006 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
GLO offering FAQ
When did GLO last execute an offering?
Per SEC filings, Clough Global Opportunities Fund's most recent priced offering document is a 424B5 filed 2021-10-20. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did GLO last announce or register an offering?
No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2006-02-02.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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