Offerings // EVOLUTION PETROLEUM CORP

EPM offering history

Every offering-related filing in EVOLUTION PETROLEUM CORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Jun 3, 2004.

Last executed offering

Feb 11, 2026

424B5 — priced deal (shares or notes)

Last registration (announced)

Jan 16, 2026

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Feb 11, 2026	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 27, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 16, 2026	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 21, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 23, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 10, 2023	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 3, 2022	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 4, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 31, 2019	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 13, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 3, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 12, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 14, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 11, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 28, 2014	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 11, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 17, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 19, 2013	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 20, 2013	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 15, 2011	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 29, 2011	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 28, 2011	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 27, 2011	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 23, 2011	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 7, 2010	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 2, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 10, 2010	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jul 14, 2010	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 1, 2006	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 31, 2006	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 28, 2006	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 8, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 6, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 20, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 29, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 11, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 8, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 21, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 8, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 26, 2004	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

EPM offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full EPM workspace →

EPM offering FAQ

When did EPM last execute an offering?

Per SEC filings, EVOLUTION PETROLEUM CORP's most recent priced offering document is a 424B5 filed 2026-02-11. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did EPM last announce or register an offering?

The most recent registration is a S-3 filed 2026-01-16. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.