EARN offering history
Every offering-related filing in Ellington Credit Co’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 598 filings back to Oct 22, 2012.
| Date | Filing | What it means | |
|---|---|---|---|
| Jun 11, 2026 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 11, 2026 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 30, 2026 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Mar 26, 2026 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 24, 2026 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 12, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 14, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 9, 2024 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Nov 14, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 7, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 1, 2023 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Oct 25, 2023 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Jun 15, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 14, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 10, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 26, 2021 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Apr 2, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 30, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 4, 2020 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Dec 28, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 28, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 12, 2017 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Jun 26, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 10, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 9, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Oct 20, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 16, 2014 | RW → | WITHDRAWN | Registration withdrawn |
| Oct 7, 2014 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Apr 11, 2014 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Mar 28, 2014 | S-11 → | REGISTERED | S-11 registration — capacity to sell shares, not a sale yet |
| May 7, 2013 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| May 2, 2013 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| May 1, 2013 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| May 1, 2013 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 1, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 29, 2013 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Apr 23, 2013 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Apr 1, 2013 | S-11 → | REGISTERED | S-11 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
EARN offering FAQ
When did EARN last execute an offering?
Per SEC filings, Ellington Credit Co's most recent priced offering document is a 424B1 filed 2026-03-30. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did EARN last announce or register an offering?
The most recent registration is a S-3/A filed 2023-11-01. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.