Offerings // DUOS TECHNOLOGIES GROUP, INC.

DUOT offering history

Every offering-related filing in DUOS TECHNOLOGIES GROUP, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 728 filings back to Apr 27, 2007.

Last executed offering
Jun 17, 2026
424B5 — priced deal (shares or notes)
Last registration (announced)
Feb 11, 2026
S-3 — capacity, not a sale
Executed, last 12 months
3
424B pricings + 8-K 3.02 sales
Registered, last 12 months
1
S-1/S-3/F-series registrations
DateFilingWhat it means
Jun 17, 2026424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 2, 2026424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 26, 2026424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 12, 2026EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Feb 11, 2026S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Aug 1, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 30, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 30, 2025S-3MEF →REGISTEREDS-3MEF registration — capacity to sell shares, not a sale yet
Jul 23, 2025424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jul 22, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jul 14, 2025S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
May 28, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 14, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 23, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jul 23, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 17, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 23, 2024424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Apr 22, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Apr 12, 2024S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Apr 5, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Mar 25, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Feb 16, 2024424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Feb 16, 2024RW →WITHDRAWNRegistration withdrawn
Feb 14, 2024S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Feb 14, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Feb 12, 2024S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Dec 29, 2023S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Oct 5, 2023S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Aug 10, 2023424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Aug 9, 2023EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Aug 4, 2023S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Jul 14, 2023S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Jun 21, 2023EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jun 20, 2023S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Jun 12, 2023S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Mar 29, 20238-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Feb 14, 2023424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Feb 13, 2023EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jan 30, 2023S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Dec 29, 2022S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
DUOT offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full DUOT workspace →
DUOT offering FAQ

When did DUOT last execute an offering?

Per SEC filings, DUOS TECHNOLOGIES GROUP, INC.'s most recent priced offering document is a 424B5 filed 2026-06-17. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did DUOT last announce or register an offering?

The most recent registration is a S-3 filed 2026-02-11. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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