Offerings // DAQO NEW ENERGY CORP.

DQ offering history

Every offering-related filing in DAQO NEW ENERGY CORP.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 371 filings back to Jan 12, 2010.

Last executed offering

Apr 12, 2018

424B5 — priced deal (shares or notes)

Last registration (announced)

Mar 19, 2018

F-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Apr 12, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 11, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 26, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 19, 2018	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Feb 6, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 5, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 7, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 23, 2014	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
May 15, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 12, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 2, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 14, 2014	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Oct 7, 2010	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Oct 6, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Oct 6, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 6, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 4, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Sep 28, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Sep 28, 2010	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 24, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Sep 13, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Aug 18, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Jan 28, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Jan 25, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Jan 20, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Jan 12, 2010	F-1 →	REGISTERED	F-1 registration — capacity to sell shares, not a sale yet

DQ offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full DQ workspace →

DQ offering FAQ

When did DQ last execute an offering?

Per SEC filings, DAQO NEW ENERGY CORP.'s most recent priced offering document is a 424B5 filed 2018-04-12. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did DQ last announce or register an offering?

The most recent registration is a F-3 filed 2018-03-19. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.