Offerings // DAQO NEW ENERGY CORP.

DQ offering history

Every offering-related filing in DAQO NEW ENERGY CORP.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 374 filings back to Jan 12, 2010.

Last executed offering

Apr 12, 2018

424B5 — priced deal (shares or notes)

Last registration (announced)

Mar 19, 2018

F-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Apr 12, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 11, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 26, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 19, 2018	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Feb 6, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 5, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 7, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 23, 2014	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
May 15, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 12, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 2, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 14, 2014	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Oct 7, 2010	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Oct 6, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Oct 6, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 6, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 4, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Sep 28, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Sep 28, 2010	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 24, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Sep 13, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Aug 18, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Jan 28, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Jan 25, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Jan 20, 2010	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Jan 12, 2010	F-1 →	REGISTERED	F-1 registration — capacity to sell shares, not a sale yet

DQ offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full DQ workspace →

DQ offering FAQ

When did DQ last execute an offering?

Per SEC filings, DAQO NEW ENERGY CORP.'s most recent priced offering document is a 424B5 filed 2018-04-12. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did DQ last announce or register an offering?

The most recent registration is a F-3 filed 2018-03-19. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

Free to use. No account, no card.