Offerings // Dolphin Entertainment, Inc.

DLPN offering history

Every offering-related filing in Dolphin Entertainment, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 630 filings back to Mar 4, 2004.

Last executed offering

Aug 29, 2025

8-K — priced deal (shares or notes)

Last registration (announced)

Oct 3, 2025

S-1 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 23, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 1, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 3, 2025	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Aug 29, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 7, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 27, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 17, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 19, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 1, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 30, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 6, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 3, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 25, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 13, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 20, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 15, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 8, 2022	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jan 21, 2022	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 7, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 27, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 26, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 9, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 6, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 4, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 21, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 16, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 22, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 1, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 19, 2018	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 24, 2018	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 19, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 11, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 11, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 12, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 2, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 22, 2017	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Dec 20, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 19, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 15, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 5, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet

DLPN offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full DLPN workspace →

DLPN offering FAQ

When did DLPN last execute an offering?

Per SEC filings, Dolphin Entertainment, Inc.'s most recent priced offering document is a 8-K filed 2025-08-29. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did DLPN last announce or register an offering?

The most recent registration is a S-1 filed 2025-10-03. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.