DFIN offering history
Every offering-related filing in Donnelley Financial Solutions, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 644 filings back to Mar 31, 2016.
| Date | Filing | What it means | |
|---|---|---|---|
| Jun 14, 2017 | S-1MEF → | REGISTERED | S-1MEF registration — capacity to sell shares, not a sale yet |
| Jun 14, 2017 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Jun 13, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 7, 2017 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| May 18, 2017 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Mar 24, 2017 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
| Mar 22, 2017 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 22, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 3, 2016 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
DFIN offering FAQ
When did DFIN last execute an offering?
Per SEC filings, Donnelley Financial Solutions, Inc.'s most recent priced offering document is a 424B4 filed 2017-06-14. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did DFIN last announce or register an offering?
The most recent registration is a S-1MEF filed 2017-06-14. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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