CVV offering history
Every offering-related filing in CVD EQUIPMENT CORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 708 filings back to Aug 6, 1996.
| Date | Filing | What it means | |
|---|---|---|---|
| Apr 12, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 31, 2023 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| May 24, 2011 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 28, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 14, 2011 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Sep 20, 2007 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Sep 19, 2007 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Sep 19, 2007 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 10, 2007 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Aug 14, 2007 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Aug 7, 2007 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jul 3, 2007 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
CVV offering FAQ
When did CVV last execute an offering?
Per SEC filings, CVD EQUIPMENT CORP's most recent priced offering document is a 424B5 filed 2011-05-24. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did CVV last announce or register an offering?
The most recent registration is a S-3 filed 2023-03-31. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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