Offerings // Castor Maritime Inc.

CTRM offering history

Every offering-related filing in Castor Maritime Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 298 filings back to Dec 1, 2017.

Last executed offering

May 23, 2023

424B5 — priced deal (shares or notes)

Last registration (announced)

Apr 1, 2021

F-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
May 23, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 8, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 15, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 7, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 1, 2021	F-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Mar 30, 2021	RW →	WITHDRAWN	Registration withdrawn
Jan 27, 2021	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Jan 11, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 8, 2021	F-3MEF →	REGISTERED	F-3MEF registration — capacity to sell shares, not a sale yet
Jan 4, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 23, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 23, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 17, 2020	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Aug 14, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 31, 2020	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Jul 29, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 15, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 9, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 30, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 30, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 25, 2020	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jun 23, 2020	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Jun 23, 2020	F-1MEF →	REGISTERED	F-1MEF registration — capacity to sell shares, not a sale yet
Jun 23, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 22, 2020	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Jun 5, 2020	F-1 →	REGISTERED	F-1 registration — capacity to sell shares, not a sale yet
Feb 19, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 19, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 7, 2020	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Jul 1, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 21, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 10, 2019	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
May 3, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 2, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

CTRM offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CTRM workspace →

CTRM offering FAQ

When did CTRM last execute an offering?

Per SEC filings, Castor Maritime Inc.'s most recent priced offering document is a 424B5 filed 2023-05-23. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CTRM last announce or register an offering?

The most recent registration is a F-3ASR filed 2021-04-01. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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