Offerings // Cornerstone Strategic Investment Fund, Inc.

CLM offering history

Every offering-related filing in Cornerstone Strategic Investment Fund, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 555 filings back to Feb 24, 1995.

Last executed offering

None found

in filings back to Feb 24, 1995

Last registration (announced)

None found

in filings back to Feb 24, 1995

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Apr 21, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 11, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 23, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 13, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 8, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 8, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 8, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 10, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 16, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 9, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 25, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 19, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 21, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 29, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 22, 2004	RW →	WITHDRAWN	Registration withdrawn

CLM offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CLM workspace →

CLM offering FAQ

When did CLM last execute an offering?

No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 555 filings EDGAR returns for Cornerstone Strategic Investment Fund, Inc., reviewed back to 1995-02-24.

When did CLM last announce or register an offering?

No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 1995-02-24.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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