BRW offering history
Every offering-related filing in Saba Capital Income & Opportunities Fund’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,005 filings back to Nov 1, 2000.
| Date | Filing | What it means | |
|---|---|---|---|
| Mar 25, 2026 | RW → | WITHDRAWN | Registration withdrawn |
| Oct 7, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 23, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 29, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 29, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2015 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2015 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 28, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 28, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 28, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 28, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 29, 2012 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 29, 2012 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 14, 2009 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 14, 2009 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2008 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2008 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 2, 2007 | AW → | WITHDRAWN | Registration withdrawn |
| Jun 29, 2007 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 29, 2007 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2006 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 30, 2006 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
BRW offering FAQ
When did BRW last execute an offering?
Per SEC filings, Saba Capital Income & Opportunities Fund's most recent priced offering document is a 424B5 filed 2025-10-07. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did BRW last announce or register an offering?
No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2000-11-01.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.