Offerings // Boot Barn Holdings, Inc.

BOOT offering history

Every offering-related filing in Boot Barn Holdings, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 728 filings back to Jun 13, 2014.

Last executed offering

Feb 27, 2015

424B4 — priced deal (shares or notes)

Last registration (announced)

Nov 22, 2017

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jan 30, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 21, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
May 17, 2018	FWP →	MARKETING	Free-writing prospectus — offering being marketed
May 17, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jan 19, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jan 16, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Dec 13, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 12, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 22, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 20, 2015	RW →	WITHDRAWN	Registration withdrawn
Jul 31, 2015	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Feb 27, 2015	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Feb 26, 2015	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Feb 25, 2015	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Feb 25, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 23, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Feb 13, 2015	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 30, 2014	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 29, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 28, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 20, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 9, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 29, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

BOOT offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full BOOT workspace →

BOOT offering FAQ

When did BOOT last execute an offering?

Per SEC filings, Boot Barn Holdings, Inc.'s most recent priced offering document is a 424B4 filed 2015-02-27. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did BOOT last announce or register an offering?

The most recent registration is a S-3 filed 2017-11-22. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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