AXTA offering history
Every offering-related filing in Axalta Coating Systems Ltd.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Aug 12, 2015.
| Date | Filing | What it means | |
|---|---|---|---|
| Aug 1, 2016 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Jul 28, 2016 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 26, 2016 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| May 24, 2016 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| May 24, 2016 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Aug 13, 2015 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
AXTA offering FAQ
When did AXTA last execute an offering?
Per SEC filings, Axalta Coating Systems Ltd.'s most recent priced offering document is a 424B1 filed 2015-08-13. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did AXTA last announce or register an offering?
The most recent registration is a S-3ASR filed 2016-05-24. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.