Offerings // Ascent Solar Technologies, Inc.

ASTI offering history

Every offering-related filing in Ascent Solar Technologies, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to Mar 5, 2008.

Last executed offering
Jun 26, 2026
424B5 — priced deal (shares or notes)
Last registration (announced)
Feb 9, 2026
S-3/A — capacity, not a sale
Executed, last 12 months
3
424B pricings + 8-K 3.02 sales
Registered, last 12 months
4
S-1/S-3/F-series registrations
DateFilingWhat it means
Jun 26, 2026424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 12, 2026424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Feb 11, 2026EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Feb 9, 2026S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Jan 30, 2026S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Jan 26, 20268-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jan 7, 2026424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jan 6, 2026EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 30, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 23, 2025S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Dec 23, 2025S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Dec 8, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Oct 27, 2025S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Aug 20, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 30, 2025424B4 →EXECUTEDFinal prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 27, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jun 25, 2025S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Oct 23, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jun 21, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 30, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 23, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 16, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 12, 2024424B4 →EXECUTEDFinal prospectus — offering priced (typical for IPOs and marketed share deals)
Apr 9, 2024S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Apr 9, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Apr 5, 2024S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Feb 23, 2024S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Feb 14, 2024S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Sep 29, 2023424B4 →EXECUTEDFinal prospectus — offering priced (typical for IPOs and marketed share deals)
Sep 27, 2023S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Sep 27, 2023EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Sep 25, 2023S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Sep 18, 2023S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Sep 15, 2023FWP →MARKETINGFree-writing prospectus — offering being marketed
Sep 13, 2023S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Aug 25, 2023S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Jun 30, 20238-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 30, 20238-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Apr 25, 20238-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Apr 20, 20238-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
ASTI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full ASTI workspace →
ASTI offering FAQ

When did ASTI last execute an offering?

Per SEC filings, Ascent Solar Technologies, Inc.'s most recent priced offering document is a 424B5 filed 2026-06-26. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did ASTI last announce or register an offering?

The most recent registration is a S-3/A filed 2026-02-09. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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