ASM offering history
Every offering-related filing in AVINO SILVER & GOLD MINES LTD’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 819 filings back to May 13, 2005.
| Date | Filing | What it means | |
|---|---|---|---|
| May 28, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 21, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 29, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 27, 2021 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Jan 13, 2021 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Sep 21, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 20, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 5, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 21, 2018 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Aug 16, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 16, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 16, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 22, 2016 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Nov 18, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 14, 2016 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 10, 2016 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 26, 2015 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 7, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 16, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 9, 2014 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Feb 21, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 28, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 21, 2014 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Jan 9, 2014 | RW → | WITHDRAWN | Registration withdrawn |
| Dec 31, 2013 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 30, 2013 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Dec 10, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 6, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 4, 2013 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Nov 19, 2013 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Sep 17, 2013 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
ASM offering FAQ
When did ASM last execute an offering?
Per SEC filings, AVINO SILVER & GOLD MINES LTD's most recent priced offering document is a 424B5 filed 2018-09-21. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did ASM last announce or register an offering?
The most recent registration is a F-3/A filed 2021-01-27. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
Free to use. No account, no card.