Offerings // AVINO SILVER & GOLD MINES LTD

ASM offering history

Every offering-related filing in AVINO SILVER & GOLD MINES LTD’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 813 filings back to May 13, 2005.

Last executed offering

Sep 21, 2018

424B5 — priced deal (shares or notes)

Last registration (announced)

Jan 27, 2021

F-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
May 28, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 21, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 29, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 27, 2021	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Jan 13, 2021	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Sep 21, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 20, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 5, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 21, 2018	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Aug 16, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 16, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 16, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 22, 2016	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Nov 18, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 14, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 10, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 26, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 7, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 16, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 9, 2014	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Feb 21, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 28, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 21, 2014	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Jan 9, 2014	RW →	WITHDRAWN	Registration withdrawn
Dec 31, 2013	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 30, 2013	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Dec 10, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 6, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 4, 2013	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Nov 19, 2013	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Sep 17, 2013	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet

ASM offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full ASM workspace →

ASM offering FAQ

When did ASM last execute an offering?

Per SEC filings, AVINO SILVER & GOLD MINES LTD's most recent priced offering document is a 424B5 filed 2018-09-21. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did ASM last announce or register an offering?

The most recent registration is a F-3/A filed 2021-01-27. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.