Offerings // Apollo Commercial Real Estate Finance, Inc.

ARI offering history

Every offering-related filing in Apollo Commercial Real Estate Finance, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 860 filings back to Jul 10, 2009.

Last executed offering

Jul 20, 2021

8-K — priced deal (shares or notes)

Last registration (announced)

May 6, 2024

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
May 6, 2024	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Nov 3, 2023	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jul 20, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 3, 2021	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Nov 5, 2020	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Nov 6, 2019	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
May 10, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 8, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 4, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 3, 2018	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Oct 2, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 8, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 4, 2018	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Mar 14, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 14, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 9, 2017	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Nov 8, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 7, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Nov 6, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 24, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 17, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 16, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Aug 15, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 1, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 30, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 14, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 13, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 7, 2016	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jul 27, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 26, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 23, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 7, 2015	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Mar 6, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 4, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 13, 2014	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Aug 14, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 13, 2014	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Aug 11, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 2, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 1, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)

ARI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

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ARI offering FAQ

When did ARI last execute an offering?

Per SEC filings, Apollo Commercial Real Estate Finance, Inc.'s most recent priced offering document is a 8-K filed 2021-07-20. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did ARI last announce or register an offering?

The most recent registration is a S-3ASR filed 2024-05-06. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.