Offerings // Aeluma, Inc.

ALMU offering history

Every offering-related filing in Aeluma, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 247 filings back to Oct 21, 2020.

Last executed offering

Mar 20, 2026

424B5 — priced deal (shares or notes)

Last registration (announced)

Aug 6, 2025

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Mar 20, 2026	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 9, 2026	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 6, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 25, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 21, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 14, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 14, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 22, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 18, 2025	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 17, 2025	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 8, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 6, 2025	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jul 31, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 14, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 14, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 14, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 27, 2025	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Mar 26, 2025	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Mar 25, 2025	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 25, 2025	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 25, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 20, 2025	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Feb 28, 2025	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Feb 12, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 12, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 12, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 12, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 11, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 8, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 16, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 16, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 13, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 13, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 15, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 15, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 6, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 5, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 2, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 28, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 26, 2023	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet

ALMU offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full ALMU workspace →

ALMU offering FAQ

When did ALMU last execute an offering?

Per SEC filings, Aeluma, Inc.'s most recent priced offering document is a 424B5 filed 2026-03-20. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did ALMU last announce or register an offering?

The most recent registration is a S-3/A filed 2025-08-06. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.