Offerings // C3.ai, Inc.

AI offering history

Every offering-related filing in C3.ai, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 582 filings back to May 29, 2013.

Last executed offering

Dec 9, 2020

424B4 — priced deal (shares or notes)

Last registration (announced)

Dec 7, 2020

S-1/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 9, 2020	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Dec 8, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 7, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 30, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 23, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 13, 2020	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

AI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full AI workspace →

AI offering FAQ

When did AI last execute an offering?

Per SEC filings, C3.ai, Inc.'s most recent priced offering document is a 424B4 filed 2020-12-09. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did AI last announce or register an offering?

The most recent registration is a S-1/A filed 2020-12-07. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.