Dilution profile // every instrument, one screen, from SEC filings

PLUMAS BANCORP (PLBC)

CIK 1168455 · all EDGAR filings →

Overall dilution risk
HIGHworst of 4 computed signals (offering ability)
= the worst band among the computed sub-ratings, no hidden weighting
Offering ability
HIGHS-3 on file 2018-12-20
= is there a registration (S-1/S-3 family) on file without a later withdrawal
no structured fee data on the live registrations, so this is a yes/no, not a size
Overhead supply
LOWwarrants = 2% of O/S
= warrant shares outstanding divided by current shares outstanding (bands: 20% / 50%)
warrants only; converts, ATMs and equity lines are not in free structured data, so the true overhead is AT LEAST this
Historical dilution
LOW+19% O/S in 3y
= share count now vs 3 years ago (bands: 30% / 100%); a reverse split pushes this negative
Cash need
LOWoperating cash flow positive
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2020-10-312026-08-01

Latest: 7.0M shares as of Aug 1, 2026 (10-Q).

Cash runway

Self-funding

profitable · generates cash

Full breakdown: cash runway tool · source filing →

Warrants

Warrants outstanding: 108,112 underlying shares, as reported May 31, 2017 (10-K).

Reported exercise price: $5.25 (aggregate figure as tagged; individual tranches vary).

Balance-sheet fair value of warrants: $318,000 as of Dec 31, 2015.

Rough fully diluted estimate: 7.1M = 7.0M O/S + 108,112 warrant shares. An estimate, not a filing figure: it ignores converts, options and RSUs, and the two inputs carry different as-of dates.

Convertible notes

No convertible-note facts tagged in the 10-Q filed Aug 5, 2026. If convertible notes exist, their terms live in exhibit prose for this filer and are not parsed; absence of a tag is not proof of absence. The exhibits are the ground truth.

Fully diluted build-up

Shares outstanding plus every potential-share instrument the filer tagged in XBRL, each at its own as-of date. An estimate assembled from filed figures, not a filing figure itself.

Shares outstanding7.0MAug 1, 2026
+ Warrants (aggregate, as tagged) (if exercised)108,112May 31, 2017
Fully diluted estimate7.1M+1.6% vs O/S

Still excluded, because the filer does not tag them in countable form: employee options and RSUs, any instrument living only in exhibit prose, and instruments above missing a share count. Inputs carry different as-of dates, shown per row. Each figure traces to the tranche and note tables above and their cited filings.

Registrations and offerings

Last 12 months: 0 executed · 0 registered.

UPDATEApr 11, 2025Prospectus update — often a resale registration, not necessarily new capital424B3
EFFECTIVEApr 11, 2025SEC declared a registration effective — selling can beginEFFECT
UPDATEMay 21, 2021Prospectus update — often a resale registration, not necessarily new capital424B3
EFFECTIVEMay 20, 2021SEC declared a registration effective — selling can beginEFFECT
EFFECTIVEDec 26, 2018SEC declared a registration effective — selling can beginEFFECT
REGISTEREDDec 20, 2018S-3 registration — capacity to sell shares, not a sale yetS-3
EXECUTEDOct 28, 2013Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDApr 19, 2013Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDJan 30, 2009Unregistered share sale disclosed (8-K item 3.02)8-K

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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