Offerings // PLUMAS BANCORP

PLBC offering history

Every offering-related filing in PLUMAS BANCORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Mar 8, 2005.

Last executed offering

Oct 28, 2013

8-K — priced deal (shares or notes)

Last registration (announced)

Dec 20, 2018

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Apr 11, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 11, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 21, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 20, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 26, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 20, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 28, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 19, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 30, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

PLBC offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

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PLBC offering FAQ

When did PLBC last execute an offering?

Per SEC filings, PLUMAS BANCORP's most recent priced offering document is a 8-K filed 2013-10-28. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did PLBC last announce or register an offering?

The most recent registration is a S-3 filed 2018-12-20. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.