Item 5. Other Information
Item 5. Other Information
None.
47
Table of Contents
Item 6. Exhibits
INDEX TO EXHIBITS
Exhibit
Number
Exhibit Description
Form
File No.
Exhibit
Filing
Date
Filed Herewith
Furnished
Herewith
3.1
Amended and Restated Certificate of Incorporation of Vroom, Inc.
10-Q
001-39315
3.1
August 13, 2020
3.2
Amended and Restated Bylaws of Vroom, Inc.
10-Q
001-39315
3.2
August 13, 2020
4.1
Specimen Stock Certificate evidencing the shares of common stock
S-1/A
333-238482
4.1
June 1, 2020
10.1 †
Amended and Restated Non-Employee Director Compensation Policy
X
31.1
Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
31.2
Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
32.1
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
32.2
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
101.INS
XBRL Instance Document
X
101.SCH
XBRL Taxonomy Extension Schema Document
X
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document
X
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
X
101.LAB
XBRL Taxonomy Extension Label Linkbase Document
X
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document
X
† Indicates a management contract or compensatory plan or arrangement.
48
Table of Contents
SIGNAT URES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Vroom, Inc.
Date: May 12, 2021
By:
/s/ Paul J. Hennessy
Paul J. Hennessy
Chief Executive Officer
(principal executive officer)
Date: May 12, 2021
By:
/s/ Dave Jones
Dave Jones
Chief Financial Officer
(principal financial and accounting officer)
49
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.