Item 5. Other Information
Item 5. Other Information
None.
85
Item 6. Exhibits
INDEX TO EXHIBITS
Exhibit
Number
Exhibit Description
Form
File No.
Exhibit
Filing
Date
Filed Herewith
Furnished
Herewith
3.1
Amended and Restated Certificate of Incorporation of Vroom, Inc.
X
3.2
Amended and Restated Bylaws of Vroom, Inc.
X
4.1
Specimen Stock Certificate evidencing the shares of common stock
S-1/A
333-2384 82
4.1
June 1, 2020
10.1
2020 Incentive Award Plan
S-1/A
333-2384 82
10.3
June 1, 2020
10.2
Form of Restricted Stock Unit Agreement
X
10.3
First Amendment to the Second Amended and Restated Vroom, Inc. 2014 Equity Incentive Award Plan
X
10.4
Second Amendment to the Second Amended and Restated Vroom, Inc. 2014 Equity Incentive Award Plan
X
10.5
Non-Employee Director Compensation Policy
S-1/A
333-238482
10.4
June 1, 2020
10.6
Form of Indemnification Agreement
S-1/A
333-238482
10.5
June 1, 2020
10.7
Customer Experience Management Agreement, dated April 17, 2020, by and between Rock Connections, LLC and Vroom, Inc.
S-1/A
333-238482
10.11
June 1, 2020
10.8
Retail Reconditioning Services Agreement, dated May 20, 2020, by and between Manheim Remarketing, Inc d/b/a Manheim Retail Solutions and Left Gate Property Holding, LLC d/b/a Vroom
S-1/A
333-238482
10.12
June 1, 2020
10.9
First Amendment to Inventory Financing and Security Agreement dated June 19, 2020 by and among Ally Bank, Ally Financial Inc., Left Gate Property Holding, LLC and Vroom, Inc.
X
31.1
Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
31.2
Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
86
Exhibit
Number
Exhibit Description
Form
File No.
Exhibit
Filing
Date
Filed Herewith
Furnished
Herewith
3 2.1
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
XX
32.2
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
XX
101.INS
XBRL Instance Document
X
101.SCH
XBRL Taxonomy Extension Schema Document
X
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document
X
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
X
101.LAB
XBRL Taxonomy Extension Label Linkbase Document
X
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document
X
87
SIGNAT URES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Vroom, Inc.
Date: August 12, 2020
By:
/s/ Paul J. Hennessy
Paul J. Hennessy
Chief Executive Officer
(principal executive officer)
Date: August 12, 2020
By:
/s/ Dave Jones
Dave Jones
Chief Financial Officer
(principal financial and accounting officer)
88