Vivakor, Inc. 10-Q

ITEM 5. OTHER INFORMATION None. 28 ITEM 6. EXHIBITS Incorporated by Reference Filed or Furnished Exhibit No. Exhibit Description Form Date Number Herewith 4.1 Promissory Note with Al Dali International for Gen. Trading & Cont. Co. dated June 20, 2023 8-K 6/23/23 4.1 4.2 Stock Option Agreement with Al Dali International for Gen. Trading & Cont. Co. dated June 20, 2023 8-K 6/23/23 4.2 4.3 Form of Convertible Promissory Note with Third Party Investor dated July 6, 2023 X 10.1 Executive Employment Agreement with Leslie D. Patterson X 10.2 Consulting Agreement with Matthew Nicosia X 10.3 Consulting Agreement with Trent Staggs X 10.4 Equipment Lease Agreement with Viva Wealth Fund, LLC dated June 26, 2023 X 10.5 Schedule No. 2 to Master Agreement between Maxus Capital Group, LLC and White Claw Colorado City, LLC dated May 23, 2023 X 31.1 Certification of Principal Executive Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Filed 31.2 Certification of Principal Financial Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Filed 32.1 Certification of Principal Executive Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Furnished** 32.2 Certification of Principal Financial Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Furnished** 101.INS Inline XBRL Instance Document Filed 101.SCH Inline XBRL Taxonomy Extension Schema Document Filed 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document Filed 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document Filed 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document Filed 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document Filed 104 Cover Page Interactive Data File (formatted in IXBRL, and included in exhibit 101). ** These exhibits are being furnished rather than filed and shall not be deemed incorporated by reference into any filing, in accordance with Item 601 of Regulation S-K. 29 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. VIVAKOR, INC. By: /s/ James Ballengee James Ballengee Chief Executive Officer (Principal Executive Officer) Date: July 27, 2023 VIVAKOR, INC. By: /s/ Tyler Nelson Tyler Nelson Chief Financial Officer (Principal Financial and Accounting Officer) Date: July 27, 2023 30