Item 5. Other Information
ITEM 5. OTHER INFORMATION
None of the Company’s directors and officers ado pted , mod ified , or termi nated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the Company’s fiscal quarter ended June 30, 2026 (each as defined in Item 408 of Regulation S-K under the Securities Exchange Act of 1934, as amended).
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ITEM 6. EXHIBITS
Exhibit
Number
Description
2.1
Asset Purchase Agreement by and between Feit Electric Company, Inc., Universal Security Instruments, Inc. and USI Electric, Inc. dated October 29, 2024 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on October 30, 2024)
2.2
Amendment Number One to Asset Purchase Agreement by and between Feit Electric Company, Inc., Universal Security Instruments, Inc. and USI Electric, Inc. dated May 22, 2025 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 29, 2025)
3.1
Articles of Incorporation (incorporated by reference to the Company’s Quarterly Report on Form 10-Q for the period ended December 31, 1988)
3.2
Articles Supplementary, filed October 14, 2003 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed October 31, 2002)
3.3
Articles of Amendment, filed May 28, 2025 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed July 21, 2025)
3.4
Bylaws, as amended (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed April 17, 2025)
3.5
First Amendment to Bylaws (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed August 29, 2025)
10.1
Securities Purchase Agreement, dated June 12, 2026, by and between Universal Safety Products, Inc. and SJC Lending LLC (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed June 12, 2026)
10.2
Form of Convertible Note, issued June 12, 2026 (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed June 12, 2026)
10.3
Node Revenue Sharing Agreement, dated June 30, 2026, by and between Universal DeFi, LLC and Ault Capital Group, Inc., in its capacity as authorized agent for Ault DAO LLC (incorporated by reference to Exhibit 10.6 to the Company’s Annual Report on Form 10-K filed July 2, 2026)
31.1*
Certification of Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a).
31.2*
Certification of Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a).
32.1**
Certification of Chief Executive Officer and Chief Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code .
101.INS*
Inline XBRL Taxonomy Extension Schema Document.
101.SCH*
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.CAL*
Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.DEF*
Inline XBRL Taxonomy Extension Label Linkbase Document.
101.LAB*
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
101.PRE*
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
104
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
*
Filed herewith
**
Furnished herewith
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
UNIVERSAL SAFETY PRODUCTS, INC.
(Registrant)
Date: August 14, 2026
By:
/s/ Harvey B. Grossblatt
Harvey B. Grossblatt
Chief Executive Officer (Principal Executive Officer)
By:
/s/ James B. Huff
James B. Huff
Chief Financial Officer (Principal Accounting Officer)
24
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.