Item 5. Other Information
ITEM 5. OTHER INFORMATION
(a) None.
(b) None.
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(c) During the three months ended September 30, 2023, no director or "officer" (as defined in Rule 16a-1(f) under the Exchange Act) of the Company or United informed the Company or United of the adoption , modification or termination of a "Rule 10b5-1 trading arrangement" or a "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408(a) of Regulation S-K under the Exchange Act.
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ITEM 6. EXHIBITS.
EXHIBIT INDEX
Exhibit No. Registrant Exhibit
*10.1 UAL
United Amended and Restated A350-900 Purchase Agreement, dated as of September 1, 2017, including letter agreements related thereto, between Airbus S.A.S. and United Airlines, Inc.
*10.2 UAL
United Aircraft General Terms Agreement, dated as of October 10, 1997, by and among Continental Airlines, Inc. and The Boeing Company
*10.3 UAL
United Purchase Agreement No. PA-03776, dated as of July 12, 2012, between The Boeing Company and United Continental Holdings, Inc.
*10.4 UAL
United Supplemental Agreement No. 1 to Purchase Agreement No. 03776, dated as of June 17, 2013, between The Boeing Company and United Continental Holdings, Inc.
*10.5 UAL
United Purchase Agreement Assignment to Purchase Agreement No. 03776, dated as of October 23, 2013, between United Continental Holdings, Inc. and United Airlines, Inc.
*10.6 UAL
United Supplemental Agreement No. 2 to Purchase Agreement No. 03776, dated as of January 14, 201 5, between The Boeing Company and United Airlines, Inc.
*10.7 UAL
United Supplemental Agreement No. 3 to Purchase Agreement No. 03776, dated as of May 26, 201 5 between The Boeing Company and United Airlines, Inc.
*10.8 UAL
United Supplemental Agreement No. 4 to Purchase Agreement No. 03776, dated as of June 12, 201 5 between The Boeing Company and United Airlines, Inc.
*10.9 UAL
United Supplemental Agreement No. 5 to Purchase Agreement No. 03776, dated as of January 20, 2016, between The Boeing Company and United Airlines, Inc.
*10.10 UAL
United Supplemental Agreement No. 6 to Purchase Agreement No. 03776, dated as of February 8, 2016, between The Boeing Company and United Airlines, Inc.
*10.11 UAL
United Supplemental Agreement No. 7 to Purchase Agreement No. 03776, dated as of December 27, 2016, between The Boeing Company and United Airlines, Inc.
*10.12 UAL
United Supplemental Agreement No. 8 to Purchase Agreement No. 03776, dated as of June 7, 2017, between The Boeing Company and United Airlines, Inc.
*10.13 UAL
United Supplemental Agreement No. 9 to Purchase Agreement No. 03776, dated as of June 15, 2017, between The Boeing Company and United Airlines, Inc.
*10.14 UAL
United Supplemental Agreement No. 10 to Purchase Agreement No. 03776, dated as of May 15, 2018, between The Boeing Company and United Airlines, Inc.
*10.15 UAL
United Supplemental Agreement No. 11 to Purchase Agreement No. 03776, dated as of September 25, 2018, between The Boeing Company and United Airlines, Inc.
*10.16 UAL
United Supplemental Agreement No. 1 2 to Purchase Agreement No. 03776, dated as of December 12, 2018, between The Boeing Company and United Airlines, Inc.
^10.17 UAL
United Supplemental Agreement No. 15 to Purchase Agreement No. 03776, dated as of February 26, 2021, between The Boeing Company and United Airlines, Inc.
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*10.18 UAL
United Purchase Agreement No. 3860, dated as of September 27, 2012, between The Boeing Company and United Air Lines, Inc.
*10.19 UAL
United Supplemental Agreement No. 1 to Purchase Agreement No. 3860, dated as of June 17, 201 3, between The Boeing Company and United Airlines, Inc.
*10.20 UAL
United Supplemental Agreement No. 2 to Purchase Agreement No. 3860, dated as of December 16, 201 3, between The Boeing Company and United Airlines, Inc.
*10.21 UAL
United Supplemental Agreement No. 3 to Purchase Agreement No. 3860, dated as of July 22, 201 4, between The Boeing Company and United Airlines, Inc.
*10.22 UAL
United Supplemental Agreement No. 4 to Purchase Agreement No. 3860, dated as of January 14, 201 5, between The Boeing Company and United Airlines, Inc.
*10.23 UAL
United Supplemental Agreement No. 5 to Purchase Agreement No. 3860, dated as of April 30, 201 5, between The Boeing Company and United Airlines, Inc.
*10.24 UAL
United Supplemental Agreement No. 6 to Purchase Agreement No. 3860, dated as of December 31, 201 5, between The Boeing Company and United Airlines, Inc.
*10.25 UAL
United Supplemental Agreement No. 7 to Purchase Agreement No. 3860, dated as of March 7, 2016, between The Boeing Company and United Airlines, Inc.
*10.26 UAL
United Letter Agreement to Purchase Agreement No. 3860, dated as of May 5, 2016, between The Boeing Company and United Airlines, Inc.
*10.27 UAL
United Supplemental Agreement No. 8 to Purchase Agreement No. 3860, Dated June 15, 2017, between The Boeing Company and United Airlines, Inc.
*10.28 UAL
United Letter Agreement No. 1604287 , dated December 27, 2016, between The Boeing Company and United Airlines, Inc . (related to Purchase Agreement Nos. 3776, 3784 and 3860)
*10.29 UAL
United S upplemental Agreement No. 9 to Purchase Agreement No. 3860, dated as of May 31, 2018, between The Boeing Company and United Airlines, Inc.
*10.30 UAL
United Supplemental Agreement No. 10 to Purchase Agreement No. 3860, dated as of November 1, 2018, between The Boeing Company and United Airlines, Inc.
*10.31 UAL
United Supplemental Agreement No. 11 to Purchase Agreement No. 3860, dated as of December 12, 2018, between The Boeing Company and United Airlines, Inc.
^10.32 UAL
United Supplemental Agreement No. 12 to Purchase Agreement No. 3860, dated as of February 26, 2021, between The Boeing Company and United Airlines, Inc.
^10.33 UAL
United Supplemental Agreement No. 5 to Purchase Agreement No. 04761, dated as of February 26, 2021, between The Boeing Company and United Airlines, Inc.
^10.34 UAL
United Supplemental Agreement No. 13 to Purchase Agreement No. 04815, dated as of September 28, 2023, between The Boeing Company and United Airlines, Inc.
^10.35 UAL
United Letter Agreement No. 22004729R1, dated as of September 28, 2023, between The Boeing Company and United Airlines, Inc. (related to Purchase Agreement Nos. 03860, 04815 and 02484)
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^10.36 UAL
United Amendment No. 4 to the Amended and Restated A350-900 Purchase Agreement between Airbus S.A.S. and United Airlines, Inc., effective as of September 29, 2023
^10.37 UAL
United Amendment No. 5 to the A320 Family Purchase Agreement between Airbus S.A.S. and United Airlines, Inc., effective as of September 29, 2023
†10.38 UAL
United Offer Letter, dated September 20, 2023, between United Airlines Holdings, Inc., United Airlines, Inc. and Michael Leskinen
31.1 UAL Certification of the Principal Executive Officer of United Airlines Holdings, Inc. Pursuant to 15 U.S.C. 78m(a) or 78o(d) (Section 302 of the Sarbanes-Oxley Act of 2002)
31.2 UAL Certification of the Principal Financial Officer of United Airlines Holdings, Inc. Pursuant to 15 U.S.C. 78m(a) or 78o(d) (Section 302 of the Sarbanes-Oxley Act of 2002)
31.3 United Certification of the Principal Executive Officer of United Airlines, Inc. Pursuant to 15 U.S.C. 78m(a) or 78o(d) (Section 302 of the Sarbanes-Oxley Act of 2002)
31.4 United Certification of the Principal Financial Officer of United Airlines, Inc. Pursuant to 15 U.S.C. 78m(a) or 78o(d) (Section 302 of the Sarbanes-Oxley Act of 2002)
32.1 UAL Certification of the Chief Executive Officer and Chief Financial Officer of United Airlines Holdings, Inc. Pursuant to 18 U.S.C. 1350 (Section 906 of the Sarbanes-Oxley Act of 2002)
32.2 United Certification of the Chief Executive Officer and Chief Financial Officer of United Airlines, Inc. Pursuant to 18 U.S.C. 1350 (Section 906 of the Sarbanes-Oxley Act of 2002)
101 UAL
United The following financial statements from the combined Quarterly Report of UAL and United on Form 10-Q for the quarter ended September 30, 2023, formatted in Inline XBRL: (i) Statements of Consolidated Operations, (ii) Statements of Consolidated Comprehensive Income, (iii) Consolidated Balance Sheets, (iv) Condensed Statements of Consolidated Cash Flows, (v) Statements of Consolidated Stockholders' Equity and (vi) Combined Notes to Condensed Consolidated Financial Statements, tagged as blocks of text and including detailed tags.
104 UAL
United Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.
† Indicates management contract or compensatory plan or arrangement.
* Filed with this Quarterly Report on Form 10-Q solely for the purpose of transitioning these previously-filed exhibits, which are the subject of expiring confidential treatment orders, to the rules governing the filing of redacted exhibits under Regulation S-K Item 601(b)(10)(iv). Portions of this exhibit have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
^ Portions of this exhibit have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
United Airlines Holdings, Inc.
(Registrant)
Date: October 18, 2023 By: /s/ Michael Leskinen
Michael Leskinen
Executive Vice President and Chief Financial Officer
(Principal Financial Officer)
Date: October 18, 2023 By: /s/ Chris Kenny
Chris Kenny
Vice President and Controller
(Principal Accounting Officer)
United Airlines, Inc.
(Registrant)
Date: October 18, 2023 By: /s/ Michael Leskinen
Michael Leskinen
Executive Vice President and Chief Financial Officer
(Principal Financial Officer)
Date: October 18, 2023 By: /s/ Chris Kenny
Chris Kenny
Vice President and Controller
(Principal Accounting Officer)
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