TTM TECHNOLOGIES INC 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds On February 3, 2021, we announced that our Board of Directors authorized and approved a share repurchase program. Under the program, we may repurchase up to $100.0 million in value of our outstanding shares of common stock from time to time through February 3, 2023. No shares have been purchased under the program. This program will continue until the maximum is reached or the program is terminated by further action of our Board of Directors. 45 Item 6. Exhibits Exhibit Number Exhibits 3.1(a) Registrant’s Certificate of Incorporation, as amended June 3, 2011 (1(a)) 3.1(b) Registrant’s Certificate of Amendment of Certificate of Incorporation, dated May 12, 2016 (1(b)) 3.2 Registrant’s Fourth Amended and Restated Bylaws, as amended March 2, 2016 (2) 4.1 Indenture dated as of March 10, 2021, by and among the Company, the Guarantors named therein, and Wilmington Trust, National Association, as Trustee (3) 4.2 Form of 4.000% Senior Notes due 2029 (4) 4.3 Second Supplemental Indenture dated as of March 9, 2021 by and among the Company, the Guarantors named therein, and Wilmington Trust, National Association, as Trustee (3) 31.1* CEO Certification Pursuant to Section 302 of the Sarbanes — Oxley Act of 2002 31.2* CFO Certification Pursuant to Section 302 of the Sarbanes — Oxley Act of 2002 32.1* CEO Certification Pursuant to Section 906 of the Sarbanes — Oxley Act of 2002 32.2* CFO Certification Pursuant to Section 906 of the Sarbanes — Oxley Act of 2002 101.INS Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH Inline XBRL Taxonomy Extension Schema Document 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Documents 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Documents 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Documents 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Documents 104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) (1) Incorporated by reference (a) to the Registrant’s Current Report on Form 8-K as filed with the Commission on June 6, 2011 and (b) to the Registrant’s Form 8-K as filed with the Commission on May 18, 2016. (2) Incorporated by reference to the Registrant’s Current Report on Form 8-K as filed with the Commission on March 8, 2016. (3) Incorporated by reference to the Registrant’s Current Report on Form 8-K as filed with the Commission on March 10, 2021. (4) Included as exhibits to the Indenture filed as Exhibit 4.1 to the Registrant’s Current Report on Form 8-K as filed with the Commission on March 10, 2021. * Filed herewith 46 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. TTM Technologies, Inc. /s/ Thomas T. Edman Dated: May 5, 2021 Thomas T. Edman President and Chief Executive Officer /s/ Todd B. Schull Dated: May 5, 2021 Todd B. Schull Executive Vice President and Chief Financial Officer 47