Kartoon Studios, Inc. 10-Q

ITEM 5. OTHER INFORMATION. None. 47 ITEM 6. EXHIBITS. Exhibit No. Description 2.1 Agreement and Plan of Reorganization between Genius Brands International, Inc., A Squared Entertainment LLC, A Squared Holdings LLC and A2E Acquisition LLC dated November 15, 2013 (Incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on November 20, 2013) 3.1 Articles of Incorporation of Genius Brands International, Inc., as amended 3.2 Bylaws of Genius Brands International, Inc., as amended (Incorporated by reference to the Company’s Periodic Report on Form 10-Q filed with the SEC on August 19, 2019) 10.1 Form of Securities Purchase Agreement, dated as of October 28 , 2020, by and among Genius Brands International, Inc. and the Investors (Incorporated by reference to the Company’s Report on Form 8-K filed with the SEC on October 30, 2020). 31.1* Section 302 Certification of Chief Executive Officer. 31.2* Section 302 Certification of Chief Financial Officer. 32.1** Section 906 Certification of Chief Executive Officer. 32.2** Section 906 Certification of Chief Financial Officer. 101.INS* XBRL Instance Document 101.SCH* XBRL Schema Document 101.CAL* XBRL Calculation Linkbase Document 101.DEF* XBRL Definition Linkbase Document 101.LAB* XBRL Label Linkbase Document 101.PRE* XBRL Presentation Linkbase Document * Filed herewith ** Furnished herewith 48 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. GENIUS BRANDS INTERNATIONAL, INC. Date: November 16, 2020 By: /s/ Andy Heyward Andy Heyward Chief Executive Officer (Principal Executive Officer) Date: November 16, 2020 By: /s/ Robert L Denton Robert L. Denton Chief Financial Officer (Principal Financial and Accounting Officer) 49