Item 5. Other Information
ITEM 5. OTHER INFORMATION.
None.
44
ITEM 6. EXHIBITS.
Exhibit
No.
Description
2.1
Agreement and Plan of Reorganization between Genius Brands International, Inc., A Squared Entertainment
LLC, A Squared Holdings LLC and A2E Acquisition LLC dated November 15, 2013 (Incorporated by reference to the Company’s Current
Report on Form 8-K filed with the SEC on November 20, 2013)
3.1
Articles of Incorporation of Genius Brands International,
Inc., as amended (Incorporated by reference to the Company’s Annual Report on Form 10-K filed with the SEC on April
2, 2018)
3.2
Bylaws of Genius Brands International, Inc.,
as amended (Incorporated by reference to the Company’s Periodic Report on Form 10-Q filed with the SEC on August 19,
2019)
10.1
Form of Securities Purchase Agreement, dated
as of May 7, 2020, by and among Genius Brands International, Inc. and the Investors (Incorporated by reference to the Company’s
Report on Form 8-K filed with the SEC on May 7, 2020).
10.2
Form of Securities Purchase Agreement, dated
as of May 8, 2020, by and among Genius Brands International, Inc. and the Investors (Incorporated by reference to the Company’s
Report on Form 8-K filed with the SEC on May 8, 2020)
10.3
Form of Securities Purchase Agreement, dated
as of May 18, 2020, by and among Genius Brands International, Inc. and the Investors (Incorporated by reference to the Company’s
Report on Form 8-K filed with the SEC on May 18, 2020)
10.4
Form of Securities Purchase Agreement, dated
as of May 28, 2020, by and among Genius Brands International, Inc. and the Investors (Incorporated by reference to the Company’s
Report on Form 8-K filed with the SEC on May 28, 2020)
31.1*
Section 302 Certification of Chief Executive Officer.
31.2*
Section 302 Certification of Chief Financial Officer.
32.1**
Section 906 Certification of Chief Executive Officer.
32.2**
Section 906 Certification of Chief Financial Officer.
101.INS*
XBRL Instance Document
101.SCH*
XBRL Schema Document
101.CAL*
XBRL Calculation
Linkbase Document
101.DEF*
XBRL Definition
Linkbase Document
101.LAB*
XBRL Label Linkbase
Document
101.PRE*
XBRL Presentation
Linkbase Document
* Filed herewith
** Furnished herewith
45
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
GENIUS BRANDS INTERNATIONAL, INC.
Date: August 14, 2020
By:
/s/ Andy Heyward
Andy Heyward
Chief Executive Officer
(Principal Executive Officer)
Date: August 14, 2020
By:
/s/ Robert L Denton
Robert L. Denton
Chief Financial Officer
(Principal Financial and Accounting Officer)
46
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.