Item 5. Other Information
ITEM 5. OTHER INFORMATION
NONE
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ITEM 6. EXHIBITS
Exhibit
Number
Description
3.1 Amended and Restated Certificate of Incorporation of T ea m, Inc. (filed as Exhibit 3.1 to Team, Inc. ’ s Current Report on Form 8-K filed on December 2, 2011, incorporated herein by reference.
3.2 Certificate of Amendment of Amended and Restated Certificate of Incorporation of Team, Inc. , dated October 24, 2013 (filed as Exhibit 3.1 to Team , Inc. ’s Current Report on Form 8-K filed on October 25, 2013, incorporated herein by reference).
3.3 Amended and Restated Bylaws of Team, Inc. (filed as Exhibit 3.3 to Team , Inc. ’s Annual Report on Form 10-K for year ended December 31, 2017, incorporated herein by reference).
3.4 Certificate of Designations of Series A Preferred Stock of Team, Inc., as filed with the Secretary of State of the State of Delaware on February 2, 2022 (filed as Exhibit 3.1 to Team, Inc.’s Current Report on Form 8-K filed on February 2, 2022, incorporated by reference herein).
10.1 Amendment No. 1 to Credit Agreement, dated as of May 6, 2022, among Team, Inc., as Borrower, the lenders from time to time party thereto, the guarantors party thereto and Eclipse Business Capital, LLC, as Agent
10.2 Amendment No. 7 to Term Loan Credit Agreement, dated May 6, 2022, among Team, Inc., as Borrower, the financial institutions party thereto, the guarantors party thereto and Atlantic Park Strategic Capital Fund, L.P., as Agent
10.3 Amendment No. 6 to Subordinated Term Loan Credit Agreement, dated May 6, 2022, by and among Team, Inc. , as Borrower, the lenders party thereto and Cantor Fitzgerald Securities, as Agent
10.4 Amendment No. 7 to Subordinated Term Loan Agreement, dated June 28, 2022, by and among the lenders party thereto, and Cantor Fitzgerald Securities, as Agent (filed as Exhibit 10.1 to Team, Inc.’s Current Report on Form 8-K, filed on June 30, 2022, incorporated by reference herein).
10.5 (1)†
Project Bonus Letter for Robert Young (June 10 2022)
10.6† Executive Retention Agreement for Bouchard Andr é (May 20 2022)
31.1 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2 Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.3 Certification of Chief Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1 Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2 Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.3 Certification of Chief Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document.
101.SCH Inline XBRL Taxonomy Extension Schema Document.
101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
(1)
As permitted by Item 601(b)(10)(iv) Regulation S-K, certain portions of this exhibit have been redacted from the publicly filed document.
† Management contract or compensation plan or arrangement.
Note: Unless otherwise indicated, documents incorporated by reference are located under Securities and Exchange Commission file number 001-08604.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereto duly authorized.
TEAM, INC.
(Registrant)
Date: August 15, 2022 / S / Keith D. Tucker
Keith D. Tucker
Interim Chief Executive Officer
(Principal Executive Officer)
/ S / Nelson M. Haight
Nelson M. Haight
Chief Financial Officer
(Principal Financial Officer)
/ S / Matthew E . Acosta
Matthew E. Acosta
Vice President, Chief Accounting Officer
(Principal Accounting Officer)
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