Sundance Strategies, Inc. 10-Q

Item 5. Other Information. None; not applicable. 18 Item 6. Exhibits Exhibits. The following exhibits are included as part of this report: Exhibit 10.37* Private Placement Memorandum, effective November 5, 2022 Exhibit 10.38* Agreement between Sundance Strategies, Inc. and Tradability, LLC, dated January 1, 2022 Exhibit 31.1 Certification Pursuant to Section 302 of the Sarbanes-Oxley Act provided by Randall F. Pearson, President and Director. Exhibit 31.2 Certification Pursuant to Section 302 of the Sarbanes-Oxley Act provided by Randall F. Pearson, Principal Financial Officer. Exhibit 32 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 provided by Randall F. Pearson, President and Principal Financial Officer. Exhibit 101.INS XBRL Instance Document Exhibit 101.SCH Inline XBRL Taxonomy Extension Schema Document Exhibit 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document Exhibit 101.DEF Inline XBRL Taxonomy Definition Linkbase Document Exhibit 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document Exhibit 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document Exhibit 104 Cover Page Interactive Data File * Previously filed as an Exhibit to the registrant’s Annual Report on Form 10-K for the year ended March 31, 2022, filed with the Securities and Exchange Commission on June 29, 2022, and incorporated herein by reference. +Filed herewith. 19 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SUNDANCE STRATEGIES, INC. Date: November 14, 2022 By: /s/ Randall F. Pearson Randall F. Pearson President and Principal Financial Officer 20