Item 5. Other Information
Item
5. Other Information.
None;
not applicable.
Item
6. Exhibits
Exhibits.
The following exhibits are included as part of this report:
Exhibit
10.37*
Private
Placement Memorandum, effective November 5, 2022
Exhibit
10.38*
Agreement
between Sundance Strategies, Inc. and Tradability, LLC, dated January 1, 2022
Exhibit
31.1
Certification
Pursuant to Section 302 of the Sarbanes-Oxley Act provided by Randall F. Pearson, President and Director.
Exhibit
31.2
Certification
Pursuant to Section 302 of the Sarbanes-Oxley Act provided by Randall F. Pearson, Principal Financial Officer.
Exhibit
32
Certification
Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 provided by Randall F. Pearson,
President and Principal Financial Officer.
Exhibit
101.INS
Inline
XBRL Instance Document
Exhibit
101.SCH
Inline
XBRL Taxonomy Extension Schema Document
Exhibit
101.CAL
Inline
XBRL Taxonomy Extension Calculation Linkbase Document
Exhibit
101.DEF
Inline
XBRL Taxonomy Definition Linkbase Document
Exhibit
101.LAB
Inline
XBRL Taxonomy Extension Label Linkbase Document
Exhibit
101.PRE
Inline
XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover
Page Interactive Data File (formatted as Inline XBRL)
*
Previously filed as an Exhibit to the registrant’s Annual Report on Form 10-K for the year ended March 31, 2022, filed with the
Securities and Exchange Commission on June 29, 2022, and incorporated by reference herein.
**Filed
herewith.
18
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
SUNDANCE STRATEGIES, INC.
Date:
August 15, 2022
By:
/s/
Randall F. Pearson
Randall
F. Pearson
President
and Principal Financial Officer
19
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.