Item 5. Other Information
Item 5.
OTHER INFORMATION.
Not applicable.
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Item 6.
EXHIBITS
Exhibit No.
Description
10.1*
Promissory Note by and between SANUWAVE Health, Inc. and Northeast Bank, dated February 20, 2021.
10.2*
Factoring Agreement by and between SANUWAVE Health, Inc. and Goodman Capital Finance dated June 17, 2021.
10.3*
Future Receivables Agreement by and between GCF Resources LLC and SANUWAVE, Inc. dated September 27, 2021.
10.4*
Promissory Note by and between SANUWAVE Health, Inc. and A. Michael Stolarski, dated October 27, 2021.
10.5*
Promissory Note by and between SANUWAVE Health, Inc. and NightWatch Capital Advisors, LLC, dated October 27, 2021.
10.6*
Letter Agreement Amendment dated May 14, 2021 to the April 20, 2021 Securities Purchase Agreement by and between the Company and Leviston Resources, LLC
31.1*
Rule 13a-14(a)/15d-14(a) Certification of the Principal Executive Officer.
31.2*
Rule 13a-14(a)/15d-14(a) Certification of the Chief Financial Officer.
32.1**
Section 1350 Certification of the Principal Executive Officer.
32.2**
Section 1350 Certification of the Chief Financial Officer.
101.INS*†
XBRL Instance.
101.SCH*†
XBRL Taxonomy Extension Schema.
101.CAL*†
XBRL Taxonomy Extension Calculation.
101.DEF*†
XBRL Taxonomy Extension Definition.
101.LAB*†
XBRL Taxonomy Extension Labels.
101.PRE*†
XBRL Taxonomy Extension Presentation.
* Filed herewith.
** Furnished herewith.
† XBRL-related documents are not deemed filed for purposes of section 11 of the Securities Act of 1933, as amended, section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject the liabilities
of these sections, and are not part of any registration statement to which they relate.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
SANUWAVE HEALTH, INC.
Dated: December 13, 2021
By: /s/ Kevin A. Richardson, II
Name: Kevin A. Richardson, II
Title: Chief Executive Officer
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates
indicated:
Signatures
Capacity
Date
By: /s/ Kevin A. Richardson, II
Name: Kevin A. Richardson, II
Chief Executive Officer and Chairman of the Board of Directors
(principal executive officer)
December 13, 2021
By: /s/ Lisa E. Sundstrom
Name: Lisa E. Sundstrom
Chief Financial Officer (principal financial and accounting officer)
December 13, 2021
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