SenesTech, Inc. 10-Q

Item 5. Other Information None. 37 Item 6. Exhibits INDEX TO EXHIBITS Exhibit Filed or Furnished Incorporated by Reference Number Description Herewith Form Filing Date Exhibit File No. 3.1 Amended and Restated Certificate of Incorporation, as amended by the Certificate of Amendment to the Amended and Restated Certificate of Incorporation 10-K 3/17/2020 3.1 001-37941 3.2 Amended and Restated Bylaws S-1 9/21/2016 3.5 333-213736 4.1 Form of New Warrant 8-K 10/27/2020 4.1 001-37941 4.2 Form of Placement Agent Warrant 8-K 10/27/2020 4.2 001-37941 10.1+ SenesTech, Inc. 2018 Equity Incentive Plan, as amended, and forms of agreement thereunder 10-Q 8/13/2020 10.3 001-37941 10.2 Standard Industrial/Commercial Multi-Tenant Lease, between the Company and Duke Go PP, LLC, dated as of June 22, 2020 10-Q 8/13/2020 10.4 001-37941 10.3 Form of Letter Agreement, dated as of October 23, 2020, between the Company and the purchaser thereto. 8-K 10/27/2020 10.1 001-37941 31.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934 X 31.2 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934 X 32.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 X 32.2 Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 X 101.INS XBRL Instance Document X 101.SCH XBRL Taxonomy Extension Schema X 101.CAL XBRL Taxonomy Extension Calculation Linkbase X 101.DEF XBRL Taxonomy Extension Definition Linkbase X 101.LAB XBRL Taxonomy Extension Label Linkbase X 101.PRE XBRL Taxonomy Extension Presentation Linkbase X + Indicates a management contract or compensatory plan. 38 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SENESTECH, INC. (Registrant) Dated: November 13, 2020 By: /s/ Kenneth Siegel Kenneth Siegel Chief Executive Officer Dated: November 13, 2020 By: /s/ Thomas C. Chesterman Thomas C. Chesterman Chief Financial Officer and Treasurer 39