Item 5. Other Information
Item 5 – Other Information
None.
47
Item 6 – Exhibits
Incorporated by Reference
Exhibit
Exhibit Description
Form
Exhibit
Filing Date
2.1
Merger Agreement, dated as of April 21, 2021, by and among the Company, Merger Sub and Legacy SmartRent.
8-K
2.1
April 22, 2021
2.2
Amendment No. 1 to Merger Agreement, dated as of July 23, 2021, by and among the Company, Merger Sub and Legacy SmartRent.
8-K
2.1
July 26, 2021
3.1
Third Amended and Restated Certificate of Incorporation.
8-K
3.1
August 30, 2021
3.2
Amended and Restated Bylaws.
8-K
3.2
August 30, 2021
10.1
Amended and Restated Registration Rights Agreement, dated as of August 24, 2021, by and among the Company, the Sponsor and certain equityholders of Legacy SmartRent named therein.
8-K
10.1
August 30, 2021
10.2
SmartRent, Inc. 2021 Equity Incentive Plan.
S-4/A
10.13
July 26, 2021
10.3
SmartRent, Inc. 2021 Employee Stock Purchase Plan.
S-4/A
10.14
July 26, 2021
10.4
Restricted Stock Units Agreement under the SmartRent, Inc. 2021 Equity Incentive Plan.
8-K
10.11
August 30, 2021
10.5
Stock Option Agreement under the SmartRent, Inc. 2021 Equity Incentive Plan.
8-K
10.12
August 30, 2021
31.1
Certification of Principal Executive Officer as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
31.2
Certification of Principal Financial Officer as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
32.1
Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
32.2
Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
101.INS*
Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH*
Inline XBRL Taxonomy Extension Schema Document.
101.CAL*
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF*
Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB*
Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE*
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
48
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
SMARTRENT, INC.
November 10, 2021
/s/ LUCAS HALDEMAN
By:
Lucas Haldeman
Chief Executive Officer
(Principal Executive Officer)
November 10, 2021
/s/ JONATHAN WOLTER
By:
Jonathan Wolter
Chief Financial Officer
(Principal Financial Officer and Principal Accounting Officer)
49
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.