J M SMUCKER Co 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds. Purchases of Equity Securities by the Issuer and Affiliated Purchasers: The following table presents the total number of shares of common stock purchased during the third quarter of 2021, the average price paid per share, the number of shares that were purchased as part of a publicly announced repurchase program, if any, and the approximate dollar value of the maximum number of shares that may yet be purchased under the share repurchase program: Period (a) (b) (c) (d) Total Number of Shares Purchased Average Price Paid Per Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs Maximum Number (or Approximate Dollar Value) of Shares That May Yet Be Purchased Under the Plans or Programs November 1, 2020 - November 30, 2020 293 $ 117.48 — 8,586,598 December 1, 2020 - December 31, 2020 2,500,572 115.40 2,500,000 6,086,598 January 1, 2021 - January 31, 2021 2,000,766 116.68 2,000,000 4,086,598 Total 4,501,631 $ 115.97 4,500,000 4,086,598 (a) Shares in this column include shares repurchased from stock plan recipients in lieu of cash payments. (c) During the third quarter of 2021, we repurchased 4.5 million common shares under our repurchase program, as discussed in Note 16: Common Shares in Part I, Item 1 in this Quarterly Report on Form 10-Q. (d) As of January 31, 2021, approximately 4.1 million common shares remain available for repurchase pursuant to the Board’s authorizations. Item 6. Exhibits. See the Index of Exhibits that appears on Page No. 37 of this report. 35 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. February 25, 2021 THE J. M. SMUCKER COMPANY /s/ Mark T. Smucker By: MARK T. SMUCKER President and Chief Executive Officer /s/ Tucker H. Marshall By: TUCKER H. MARSHALL Chief Financial Officer 36 Table of Contents INDEX OF EXHIBITS The following exhibits are either attached or incorporated herein by reference to another filing with the SEC. Exhibit Number Exhibit Description 10.1 The J. M. Smucker Company Nonemployee Director Deferred Compensation Plan (Amended and Restated Effective January 1, 2021)* 31.1 Certifications of Mark T. Smucker pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended 31.2 Certifications of Tucker H. Marshall pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended 32 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of The Sarbanes-Oxley Act of 2002 101.INS XBRL Instance Document - The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document 101.SCH XBRL Taxonomy Extension Schema Document 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document 101.DEF XBRL Taxonomy Extension Definition Linkbase Document 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document 101.LAB XBRL Taxonomy Extension Label Linkbase Document 104 The cover page of this Quarterly Report on Form 10-Q for the quarter ended January 31, 2021, formatted in Inline XBRL * Identifies an exhibit that consists of a management contract or compensatory plan or arrangement. 37