J M SMUCKER Co 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds. Purchases of Equity Securities by the Issuer and Affiliated Purchasers: The following table presents the total number of shares of common stock purchased during the first quarter of 2021, the average price paid per share, the number of shares that were purchased as part of a publicly announced repurchase program, if any, and the approximate dollar value of the maximum number of shares that may yet be purchased under the share repurchase program: Period (a) (b) (c) (d) Total Number of Shares Purchased Average Price Paid Per Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs Maximum Number (or Approximate Dollar Value) of Shares That May Yet Be Purchased Under the Plans or Programs May 1, 2020 - May 31, 2020 245 $ 108.40 — 3,586,598 June 1, 2020 - June 30, 2020 39,451 108.32 — 3,586,598 July 1, 2020 - July 31, 2020 15,812 108.37 — 3,586,598 Total 55,508 $ 108.33 — 3,586,598 (a) Shares in this column include shares repurchased from stock plan recipients in lieu of cash payments. (d) As of July 31, 2020, there were 3,586,598 common shares remaining available for future repurchase pursuant to the Board’s authorizations. Item 6. Exhibits. See the Index of Exhibits that appears on Page No. 30 of this report. 28 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. August 25, 2020 THE J. M. SMUCKER COMPANY /s/ Mark T. Smucker By: MARK T. SMUCKER President and Chief Executive Officer /s/ Tucker H. Marshall By: TUCKER H. MARSHALL Chief Financial Officer 29 Table of Contents INDEX OF EXHIBITS The following exhibits are either attached or incorporated herein by reference to another filing with the SEC. Exhibit Number Exhibit Description 10.1 Amendment No. 4 to The J. M. Smucker Company Restoration Plan, dated as of June 17, 2020.* 10.2 Amendment No. 3 to The J. M. Smucker Company Defined Contribution Supplemental Executive Retirement Plan, dated as of June 17, 2020.* 10.3 Amendment No. 1 to The J. M. Smucker Company Voluntary Deferred Compensation Plan, dated as of June 17, 2020.* 10.4 Amendment No. 1 to The J. M. Smucker Company Top Management Supplemental Retirement Benefit Plan, dated as of June 17, 2020.* 10.5 The J. M. Smucker Company Executive Severance Plan.* 31.1 Certifications of Mark T. Smucker pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended 31.2 Certifications of Tucker H. Marshall pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended 32 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of The Sarbanes-Oxley Act of 2002 101.INS XBRL Instance Document - The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document 101.SCH XBRL Taxonomy Extension Schema Document 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document 101.DEF XBRL Taxonomy Extension Definition Linkbase Document 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document 101.LAB XBRL Taxonomy Extension Label Linkbase Document 104 The cover page of this Quarterly Report on Form 10-Q for the quarter ended July 31, 2020, formatted in Inline XBRL * Identifies exhibits that consist of a management contract or compensatory plan or arrangement. 30