Shoals Technologies Group, Inc. 10-Q

Item 5. Other Information None. Item 6. Exhibits Incorporated by Reference Number Description of Document Form Filing Date Exhibit No. 3.1 Amended and Restated Certificate of Incorporation of Shoals Technologies Group, Inc., dated January 28, 2021 8-K 1/29/2021 3.1 3.2 Amended and Restated Bylaws of Shoals Technologies Group, Inc., dated January 28, 2021 8-K 1/29/2021 3.2 10.1 Amendment No. 2, dated as of December 30, 2020, to the Credit Agreement, dated as of November 25, 2020, by and among Shoals Holdings LLC, Shoals Intermediate Holdings LLC, Wilmington Trust, National Association, as administrative agent and collateral agent, the lenders party thereto from time to time, and JPMorgan Chase Bank, N.A. and Guggenheim Securities, LLC, as lead arrangers and bookrunners S-1/A 1/25/2021 10.1 10.2 Tax Receivable Agreement, dated as of January 29, 2021 by and among Shoals Technologies Group, Inc., Shoals Parent LLC and the other parties thereto 8-K 1/29/2021 10.1 10.3 Registration Rights Agreement, dated January 29, 2021 by and among Shoals Technologies Group, Inc. and certain holders identified therein 8-K 1/29/2021 4.1 10.4 Shoals Technologies Group, Inc. 2021 Long-Term Incentive Plan S-8 1/29/2021 10.1 10.5 Form of RSU Grant Notice and Award Agreement (Employees) S-8 1/29/2021 10.2 10.6 Form of RSU Grant Notice and Award Agreement (Directors) S-8 1/29/2021 10.3 10.7 Form of Director and Officer Indemnification Agreement S-1/A 1/25/2021 10.5 32 Incorporated by Reference Number Description of Document Form Filing Date Exhibit No. 10.8 Stockholders’ Agreement, dated as of January 29, 2021 by and among Shoals Technologies Group, Inc., Oaktree Power Opportunities Fund IV (Delaware) Holdings, LP, Solon Holdco I, GP, Solon Holdco II, GP, Dean Solon and Shoals Management Holdings LLC 8-K 1/29/2021 10.2 10.9 Third Amended and Restated Limited Liability Company Agreement, dated as of January 29, 2021, by and among Shoals Parent LLC, Dean Solon and Shoals Management Holdings LLC 8-K 1/29/2021 10.3 10.10 Employment Agreement, effective as of December 18, 2020, by and between Dean Solon and Shoals Technologies Group, LLC S-1/A 1/25/2021 10.8 10.11 Employment Agreement, effective as of December 18, 2020, by and between Jason Whitaker and Shoals Technologies Group, LLC S-1/A 1/25/2021 10.9 10.12 Employment Agreement, effective as of December 18, 2020, by and between Philip Garton and Shoals Technologies Group, LLC S-1/A 1/25/2021 10.10 10.13 Employment Agreement, effective as of December 31, 2020, by and between Mehgan Peetz and Shoals Technologies Group, LLC S-1/A 1/25/2021 10.11 31.1* Certification of the Chief Executive Officer, as required by Section 302 of the Sarbanes- Oxley Act of 2002 (18 U.S.C. 1350) 31.2* Certification of the Chief Financial Officer, as required by Section 302 of the Sarbanes- Oxley Act of 2002 (18 U.S.C. 1350) 32.1* Certification of the Chief Executive Officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002 ( and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350) 101.INS XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document 101.SCH* XBRL Taxonomy Extension Schema Document 101.CAL* XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF* XBRL Taxonomy Extension Definition Linkbase Document 101.LAB* XBRL Taxonomy Extension Label Linkbase Document 33 Incorporated by Reference Number Description of Document Form Filing Date Exhibit No. 101.PRE* XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File - the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document ________ * Filed herewith † Indicates a management contract or compensatory plan. 34 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Shoals Technologies Group, Inc. By: /s/ Jason Whitaker Date: May 3, 2021 Name: Jason Whitaker Title: Chief Executive Officer By: /s/ Philip Garton Date: May 3, 2021 Name: Philip Garton Title: Chief Financial Officer 35