Sharplink, Inc. 10-Q

ITEM 5. OTHER INFORMATION None of the Company’s directors or officers adopted , modified or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement, as such terms are defined under Item 408(a) of Regulation S-K, during the Company’s fiscal quarter ended June 30, 2026. Sharplink, Inc. Disclosure Channels to Disseminate Information Sharplink’s investors and others should note that we announce material information to the public about our Company and its ETH updates, ETH Dashboard and other matters through a variety of means, including the Company’s website, press releases, SEC filings and social media, in order to achieve broad, non-exclusionary distribution of information to the public. We encourage our investors and others to review the information we make public in the locations below as such information could be deemed to be material information. Please note that this list may be updated from time to time. For more information on Sharplink, Inc. and its ETH updates, ETH Dashboard, and other matters, please visit: https://www.sharplink.com/. For more information for the Company’s investors, including press releases, SEC filings, corporate presentations, events, please visit: https://www.sharplink.com/investors . Investors and other interested parties can subscribe to our press releases and SEC filings at the aforementioned address. For additional information, please follow Sharplink social media accounts at: X account (formerly Twitter): @Sharplink or https://x.com/sharplink LinkedIn: https://www.linkedin.com/company/sharplink-sbet Investors and other interested parties can also subscribe to our social media accounts at the aforementioned addresses. 70 ITEM 6. EXHIBITS Exhibit No. Description 3.1 Certificate of Incorporation of SharpLink Gaming, Inc. (incorporated by reference to Exhibit 3.3 to the Registration Statement on Form S-4 filed with the SEC on June 15, 2023). 3.2 Amended and Restated Certificate of Incorporation of SharpLink Gaming, Inc. (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K12B filed with the SEC on February 13, 2024). 3.3 Certificate of Designation of the Series A-1 Preferred Stock of SharpLink Gaming, Inc., par value $0.0001 per share (incorporated by reference to Exhibit 3.2 to the Current Report on Form 8-K12B filed with the SEC on February 13, 2024). 3.4 Certificate of Designation of the Series B Preferred Stock of SharpLink Gaming, Inc., par value $0.0001 per share (incorporated by reference to Exhibit 3.3 to the Current Report on Form 8-K12B filed with the SEC on February 13, 2024). 3.5 Certificate of Amendment to Amended and Restated Certificate of Incorporation of SharpLink Gaming, Inc. (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed on May 2, 2025). 3.6 Second Certificate of Amendment to the Amended and Restated Certificate of Incorporation of SharpLink Gaming, Inc., effective as of July 24, 2025 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on July 25, 2025). 3.7 Third Certificate of Amendment to the Amended and Restated Certificate of Incorporation of SharpLink Gaming, Inc., effective as of September 25, 2025 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on September 25, 2025). 3.8 Fourth Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Sharplink, Inc., effective as of February 3, 2026 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on February 3, 2026). 3.9 Second Amended and Restated Bylaws of Sharplink, Inc. (incorporated by reference to Exhibit 3.2 to the Current Report on Form 8-K filed with the SEC on February 3, 2026). 4.1 Form of Warrant (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed with the SEC on June 23, 2026). 10.1 Termination Agreement, dated April 3, 2026, between Sharplink, Inc. and Galaxy Digital Capital Management LP (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed on May 8, 2026). 10.2 Termination Agreement, dated April 3, 2026, between Sharplink, Inc. and ParaFi Capital LP (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed on May 8, 2026). 10.3 Form of Securities Purchase Agreement, dated June 22, 2026, by and between the Company and the Purchaser named therein (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on June 23, 2026). 10.4 Placement Agent Agreement, dated June 22, 2026 (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on June 23, 2026). 10.5* Employment Offer by and between Sharplink, Inc. dated May 6, 2026 31.1* Rule 13(a)-14(a)/15(d)-14(a) Certification of principal executive officer 31.2* Rule 13(a)-14(a)/15(d)-14(a) Certification of principal financial officer 32.1** Section 1350 Certification of principal executive officer 32.2** Section 1350 Certification of principal financial officer 101.INS Inline XBRL INSTANCE DOCUMENT 101.SCH Inline XBRL TAXONOMY EXTENSION SCHEMA 101.CAL Inline XBRL TAXONOMY EXTENSION CALCULATION LINKBASE 101.DEF Inline XBRL TAXONOMY EXTENSION DEFINITION LINKBASE 101.LAB* Inline XBRL TAXONOMY EXTENSION LABEL LINKBASE ** Furnished herewith. * Filed herewith. 71 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Sharplink, Inc. Dated: August 7, 2026 By: /s/ Joseph Chalom Joseph Chalom Chief Executive Officer Dated: August 7, 2026 By: /s/ Robert DeLucia Robert DeLucia Chief Financial Officer 72