Item 5. Other Information
ITEM 5. OTHER INFORMATION.
We have no information to disclose that was required
to be disclosed in a Current Report on Form 8-K during the three months ended June 30, 2023 but was not reported. There have been no material
changes to the procedures by which security holders may recommend nominees to our board of directors where those changes were implemented
after the Company last provided disclosure of such procedures.
ITEM 6. EXHIBITS.
Exhibit No.
Description
3.1
Articles of Incorporation of Asset Entities Inc. (incorporated by reference to Exhibit 3.1 to Registration Statement on Form S-1 filed on September 2, 2022)
3.2
Bylaws of Asset Entities Inc. (incorporated by reference to Exhibit 3.2 to Registration Statement on Form S-1 filed on September 2, 2022)
4.1
Form
of Pre-Funded Common Stock Purchase Warrant (incorporated by reference to
Exhibit 4.1 to Current Report on Form 8-K filed on August 7, 2023)
4.2
Form
of Common Stock Purchase Warrant issuable to Boustead Securities, LLC (incorporated
by reference to Exhibit 4.2 to Current Report on Form 8-K filed on August 7, 2023)
10.1
Closing Agreement between Asset Entities Inc. and Triton Funds LP, dated as of June 30, 2023 (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed on July 5, 2023)
10.2
Amended and Restated Closing Agreement between Asset Entities Inc. and Triton Funds LP, dated as of August 1, 2023 (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed on August 7, 2023)
10.3*
Office Move Agreement between Regus Management Group, LLC and Asset Entities, LLC, dated as of March 7, 2023
10.4*
Renewal Agreement between Regus Management Group, LLC and Asset Entities, LLC, dated as of March 6, 2023
31.1*
Certifications of Principal Executive Officer filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certifications of Principal Financial and Accounting Officer filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1**
Certifications of Principal Executive Officer furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2**
Certifications of Principal Financial and Accounting Officer furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS*
Inline XBRL Instance Document
101.SCH*
Inline XBRL Taxonomy Extension Schema Document
101.CAL*
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE*
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104*
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
* Filed herewith
** Furnished herewith
25
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
Date: August 14 , 2023
ASSET ENTITIES INC.
/s/ Arshia Sarkhani
Name:
Arshia Sarkhani
Title:
Chief Executive Officer and President
(Principal Executive Officer)
/s/ Matthew Krueger
Name:
Matthew Krueger
Title:
Chief Financial Officer
(Principal Accounting and Financial Officer)
26
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.