Item 5. Other Information
Item
5. Other Information
Rule
10b5-1 Trading Arrangements
During
the three-month period ended September 30, 2025, none of our officers or directors adopted or terminated a “Rule 10b5-1 trading
arrangement” or “non-Rule 10b5-1 trading arrangement” as each term is defined in Item 408(a) of Regulation S-K.
38
Item
6. Exhibits
The
documents set forth below are filed as exhibits to this report. Where so indicated, exhibits that were previously filed with the SEC
are incorporated by reference herein.
Exhibit
No.
Description
10.1
Asset
Purchase Agreement, dated August 1, 2025, by and among Algorhythm Holdings, Inc., The Singing
Machine Company, Inc. and Stingray Music USA, Inc. (incorporated by reference to Exhibit
10.1 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange
Commission on August 7, 2025)
10.2
Securities
Purchase Agreement, dated August 21, 2025, by and among Algorhythm Holdings, Inc. and Streeterville Capital, LLC (incorporated by
reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on
August 27, 2025)
10.3
Secured
Pre-Paid Purchase #1, dated August 21, 2025, by and among Algorhythm Holdings, Inc. and Streeterville
Capital, LLC (incorporated by reference to Exhibit 10.2 to the Company’s Current Report
on Form 8-K filed with the Securities and Exchange Commission on August 27, 2025)
10.4
Security
Agreement, dated August 21, 2025, by and among Algorhythm Holdings, Inc. and Streeterville Capital, LLC (incorporated by reference
to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 27,
2025)
10.5
Guaranty,
dated August 21, 2025, by and among SemiCab Holdings, LLC, SMCB Solutions Private Limited,
and Streeterville Capital, LLC (incorporated by reference to Exhibit 10.4 to the Company’s
Current Report on Form 8-K filed with the Securities and Exchange Commission on August 27,
2025)
10.6*
Secured Pre-Paid Purchase #2, dated November 13, 2025, by and between Algorhythm Holdings, Inc. and Streeterville Capital, LLC
10.7*
Deposit Account Control Agreement, dated November 13, 2025, by and among RIME Holdings, LLC, Lakeside Bank and Streeterville Capital, LLC
10.8*
Guaranty, dated November 13, 2025, issued by RIME Holdings, LLC for the benefit of Streeterville Capital, LLC
31.1*
Certification
of Chief Executive Officer required by Rule 13a-14(a) or 15d-14(a)
31.2*
Certification
of Chief Financial Officer required by Rule 13a-14(a) or 15d-14(a)
32.1**
Certification
of Chief Executive Officer and Chief Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and Section 1350 of Chapter 63
of Title 18 of the United States Code
101.INS
Inline
XBRL Instance Document
101.SCH
Inline
XBRL Taxonomy Extension Schema Document
101.CAL
Inline
XBRL Taxonomy Extension Calculation Linkbase Document
*
Filed herewith
** Furnished herewith.
39
SIGNATURES
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
ALGORHYTHM HOLDINGS, INC.
Date:
November 19, 2025
By:
/s/
Gary Atkinson
Gary
Atkinson
Chief
Executive Officer
(Principal
Executive Officer)
Date:
November 19, 2025
By:
/s/
Alex Andre
Alex
Andre
Chief
Financial Officer & General Counsel
(Principal
Financial and Accounting Officer)
40
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.