RCI HOSPITALITY HOLDINGS, INC. 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds . We purchased 74,659 shares of our common stock at an average price of $24.03 during the three months ended December 31, 2020. Period Total Number of Shares (or Units) Purchased Average Price Paid per Share (or Unit) (1) Total Number of Shares (or Units) Purchased as Part of Publicly Announced Plans or Programs (2) Maximum Number (or Approximate Dollar Value) of Shares (or Units) That May Yet be Purchased Under the Plans or Programs October 1-31, 2020 62,024 $ 24.13 62,024 $ 9,258,553 November 1-30, 2020 12,635 $ 23.50 12,635 $ 8,961,575 December 1-31, 2020 - - $ 8,961,575 Total 74,659 $ 24.03 74,659 (1) Prices include any commissions and transaction costs. (2) All shares were purchased pursuant to the repurchase plans approved by the Board of Directors as disclosed in our most recent Annual report on Form 10-K. As of February 5, 2021, we have approximately $9.0 million remaining to purchase additional shares. 34 Item 6. Exhibits. Exhibit No. Description 31.1 Certification of Chief Executive Officer of RCI Hospitality Holdings, Inc. required by Rule 13a-14(1) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Chief Financial Officer of RCI Hospitality Holdings, Inc. required by Rule 13a-14(1) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32 Certification of Chief Executive Officer and Chief Financial Officer of RCI Hospitality Holdings, Inc. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and Section 1350 of 18 U.S.C. 63. 101.INS XBRL Instance Document. 101.SCH XBRL Taxonomy Extension Schema Document. 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document. 101.DEF XBRL Taxonomy Extension Definition Linkbase Document. 101.LAB XBRL Taxonomy Extension Label Linkbase Document. 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document. 35 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. RCI HOSPITALITY HOLDINGS, INC. Date: February 9, 2021 By: /s/ Eric S. Langan Eric S. Langan Chief Executive Officer and President Date: February 9, 2021 By: /s/ Bradley Chhay Bradley Chhay Chief Financial Officer and Principal Accounting Officer 36