Item 5. Other Information
Item 5. Other Information.
None.
82
Item 6. Exhibits.
Exhibit
Incorporated by Reference
Number
Exhibit Description
Form
Date
Number
4.1
Form of
Pre-Funded Warrant
8-K
June 10, 2020
4.1
10.1*
Payoff
Letter to Loan and Security Agreement by and among Replimune Group, Inc., Replimune, Inc., Replimune Limited and
Hercules Capital, Inc., dated December 15, 2020.
31.1*
Certification of
the Chief Executive Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350).
31.2*
Certification of
the Chief Financial Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350).
32.1*
Certification of
the Chief Executive Officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350).
32.2*
Certification of
the Chief Financial Officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350).
101.INS*
XBRL Instance Document.
101.SCH*
XBRL Taxonomy Extension
Schema Document.
101.CAL*
XBRL Taxonomy Extension
Calculation Linkbase Document.
101.DEF*
XBRL Taxonomy Extension
Definition Linkbase Document.
101.LAB*
XBRL Taxonomy Extension
Label Linkbase Document.
101.PRE*
XBRL Taxonomy Extension
Presentation Linkbase Document.
* Filed or furnished herewith. The certifications furnished
in Exhibit 32.1 and Exhibit 32.2 hereto are deemed to accompany this Quarterly Report on Form 10-Q and will not
be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, except to the
extent that the registrant specifically incorporates it by reference.
83
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
REPLIMUNE GROUP, INC.
Dated: February 4, 2021
By:
/s/ Philip Astley-Sparke
Name: Philip Astley-Sparke
Title: Chief Executive Officer and Director
(Principal Executive Officer)
Dated: February 4, 2021
By:
/s/ Jean Franchi
Name: Jean Franchi
Title: Chief Financial Officer
(Principal Financial Officer)
84
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.