Item 5. Other Information
Item 5. Other Information
None.
86
Item 6. Exhibits
Exhibit
Incorporated by Reference
Number
Exhibit Description
Form
Date
Number
4.1
Form of Pre-Funded Warrant.
8-K
June 8,
2020
4.1
10.1*#
Employment Agreement, dated May 25, 2020, by and between Replimune
Inc. and Andrea Pirzkall.
10.2
First Amendment to Loan and Security Agreement by and among Replimune
Group, Inc., Replimune, Inc., Replimune Limited and Hercules Capital, Inc., dated June 1, 2020.
10-K
June 3, 2020
10.21
10.3*
Deed of Variation, dated June 29, 2020, by and among MEPC
Milton Park No. 1 Limited and MEPC Milton Park No. 2 Limited, and Replimune Limited.
31.1*
Certification of the Chief Executive Officer, as required by Section 302
of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350).
31.2*
Certification of the Chief Financial Officer, as required by Section 302
of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350).
32.1*
Certification of the Chief Executive Officer, as required by Section 906
of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350).
32.2*
Certification of the Chief Financial Officer, as required by Section 906
of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350).
101.INS*
XBRL Instance Document.
101.SCH*
XBRL Taxonomy Extension Schema Document.
101.CAL*
XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF*
XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB*
XBRL Taxonomy Extension Label Linkbase Document.
101.PRE*
XBRL Taxonomy Extension Presentation Linkbase Document.
* Filed or furnished herewith. The certifications furnished
in Exhibit 32.1 and Exhibit 32.2 hereto are deemed to accompany this Quarterly Report on Form 10-Q and will not
be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, except to the
extent that the registrant specifically incorporates it by reference.
# Indicates management contract or compensatory plan.
87
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
REPLIMUNE GROUP, INC.
Dated:
August 7, 2020
By:
/s/ Philip Astley-Sparke
Name: Philip Astley-Sparke
Title: Chief Executive Officer and Director
(Principal Executive Officer)
Dated: August 7 ,
2020
By:
/s/ Jean Franchi
Name: Jean Franchi
Title: Chief Financial Officer
(Principal Financial Officer)
88
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.