PRECIGEN, INC. 10-Q

Item 5. Other Information During the three months ended March 31, 2026, certain of our officers and directors amended or adopted a Rule 10b5-1 trading arrangement" (as defined in Item 408 of Regulation S-K) as follows: Name Date of adoption/modification Nature of Trading Arrangement First Eligible Date of Sale Expected Termination Aggregate Number of Securities Helen Sabzevari Chief Executive Officer Amended to increase the number of shares covered by the plan (March 31, 2026, original plan entered into on December 31, 2025) Trading Plan for sale of common stock June 29, 2026 December 31, 2026 477,260 Harry Thomasian Jr. Chief Financial Officer Adoption (March 31, 2026) Trading Plan for sale of common stock June 29, 2026 March 31, 2027 300,000 Rutul Shah Chief Operating Officer Adoption (March 31, 2026) Trading Plan for sale of common stock June 29, 2026 March 31, 2027 159,435 Phil Tennant Chief Commercial Officer Adoption (March 31, 2026) Trading Plan for sale of common stock June 29, 2026 March 31, 2027 77,166 The Rule 10b5-1 trading arrangements described above were adopted and pre-cleared in accordance with Precigen’s Insider Trading Policy and actual transactions made pursuant to such trading arrangements will be disclosed publicly in future Section 16 filings with the SEC. Other than disclosed above, no other officer adopted , modified or terminated a Rule 10b5-1 trading arrangement or “non-Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K) during the three months ended March 31, 2026. Item 6. Exhibits Exhibit No. Description 31.1 Certification of Helen Sabzevari, Chief Executive Officer (Principal Executive Officer) of the Company, pursuant to Rules 13a-14(a) and 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Harry Thomasian Jr., Chief Financial Officer (Principal Financial Officer) of the Company, pursuant to Rules 13a-14(a) and 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1** Certification of Helen Sabzevari, Chief Executive Officer (Principal Executive Officer) of the Company, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2** Certification of Harry Thomasian Jr., Chief Financial Officer (Principal Financial Officer) of the Company, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101** Interactive Data File (Quarterly Report on Form 10-Q, for the quarterly period ended March 31, 2026, formatted in Inline XBRL (eXtensible Business Reporting Language)). Attached as Exhibit 101.0 to this Quarterly Report on Form 10-Q are the following documents formatted in XBRL: (i) the Condensed Consolidated Balance Sheets as of March 31, 2026 and December 31, 2025, (ii) the Condensed Consolidated Statements of Operations for the three months ended March 31, 2026 and 2025, (iii) the Condensed Consolidated Statements of Comprehensive Loss for the three months ended March 31, 2026 and 2025, (iv) the Condensed Consolidated Statements of Mezzanine Equity and Shareholders' Equity (Deficit) for the three months ended March 31, 2026 and 2025, (v) the Condensed Consolidated Statements of Cash Flows for the three months ended March 31, 2026 and 2025, and (vi) the Notes to the Condensed Consolidated Financial Statements. 104** Cover Page Interactive Data File (embedded within the Inline XBRL document). 41 ** Furnished herewith. 42 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Precigen, Inc. (Registrant) Date: May 13, 2026 By: /s/ HARRY THOMASIAN JR. Harry Thomasian Jr. Chief Financial Officer (Principal Financial and Accounting Officer) 43