PEGASYSTEMS INC 10-Q

ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS Issuer purchases of equity securities Common stock repurchased in the three months ended September 30, 2021: (in thousands, except per share amounts) Total Number of Shares Purchased (1) (2) Average Price Paid per Share (1) (2) Total Number of Shares Purchased as Part of Publicly Announced Share Repurchase Program (2) Approximate Dollar Value of Shares That May Yet Be Purchased at Period End Under Publicly Announced Share Repurchase Programs (2) July 1, 2021 - July 31, 2021 46 $ 135.62 31 $ 52,603 August 1, 2021 - August 31, 2021 167 130.67 34 $ 48,204 September 1, 2021 - September 30, 2021 160 138.24 31 $ 44,005 373 $ 134.52 96 (1) Shares withheld to cover the option exercise price and tax withholding obligations under the net settlement provisions of our stock compensation awards have been included in these amounts. (2) On June 8, 2021, we announced that our Board of Directors extended the current stock repurchase program’s expiration date to June 30, 2022 and increased the remaining stock repurchase authority to $60 million. See "Liquidity and Capital Resources" in Item 2 of this Quarterly Report for additional information. ITEM 6. EXHIBITS Exhibit No. Description Incorporation by Reference Filed Herewith Form Exhibit Filing Date 3.1 Restated Articles of Organization of the Registrant and Amendments thereto 10-Q 3.1 November 4, 2014 3.2 Amended and Restated Bylaws of Pegasystems Inc. 8-K 3.2 June 15, 2020 10.1 Sublease, dated March 31, 2021 for Office Space at One Main Street, Cambridge, MA 10-Q 10.1 July 28, 2021 10.2** Lease between Pegasystems Inc. and 275 Wyman LLC 8-K 10.1 July 9, 2021 31.1 Certification pursuant to Exchange Act Rules 13a-14 and 15d-14 of the Chief Executive Officer. X 31.2 Certification pursuant to Exchange Act Rules 13a-14 and 15d-14 of the Chief Financial Officer. X 32++ Certification pursuant to 18 U.S.C. Section 1350 of the Chief Executive Officer and the Chief Financial Officer. X 101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. X 101.SCH Inline XBRL Taxonomy Extension Schema Document. X 101.CAL Inline XBRL Taxonomy Calculation Linkbase Document. X 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document. X 101.LAB Inline XBRL Taxonomy Label Linkbase Document. X 101.PRE Inline XBRL Taxonomy Presentation Linkbase Document. X 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) X ++ Indicates that the exhibit is being furnished with this report and is not filed as a part of it. ** Certain portions of this exhibit are considered confidential and have been omitted as allowed under SEC rules and regulations. 28 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Pegasystems Inc. Dated: October 27, 2021 By: /s/ KENNETH STILLWELL Kenneth Stillwell Chief Operating Officer and Chief Financial Officer (Principal Financial Officer)