Phillips Edison & Company, Inc. 10-Q

ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS On August 4, 2021, as a result of our underwritten IPO, our Board approved the termination of the standard repurchase program (“SRP”). During the nine months ended September 30, 2021, we did not repurchase any shares prior to our underwritten initial public offering, which closed on July 19, 2021. PHILLIPS EDISON & COMPANY SEPTEMBER 30, 2021 FORM 10-Q 44 ITEM 6. EXHIBITS Ex. Description Reference 3.1 Fifth Articles of Amendment and Restatement of Phillips Edison & Company, Inc., as amended Form 10-Q, filed August 5, 2021. Exhibit 3.1 3.2 Fifth Amended and Restated Bylaws of Phillips Edison & Company, Inc. Form 8-K, filed July 19, 2021, Exhibit 3.1 4.1 Form of Indenture, by and among Phillips Edison & Company, Inc., as issuer, and U.S. Bank National Association, as trustee Form S-3, filed August 25, 2021, Exhibit 4.2 4.2 Form of Indenture, by and among Phillips Edison Grocery Center Operating Partnership I, L.P., as issuer, and U.S. Bank National Association, as trustee Form S-3, filed August 25, 2021, Exhibit 4.3 10.1 First Amendment to Credit Agreement, by and among Phillips Edison Grocery Center Operating Partnership I, L.P., Phillips Edison & Company, Inc., the Lenders and Capital One, National Association, as administrative agent, dated November 16, 2018 Form S-11/A, filed July 7, 2021, Exhibit 10.4 10.2 Credit Agreement among Phillips Edison Grocery Center Operating Partnership I, L.P., Phillips Edison & Company, Inc., the lenders party thereto, and PNC Bank, National Association as administrative agent, dated July 2, 2021 Form 8-K, filed July 2, 2021, Exhibit 10.1 10.3 Tax Protection Agreement by and among Phillips Edison & Company, Inc., Phillips Edison Grocery Center Operating Partnership I, L.P., and each Protected Partner identified as a signatory on Schedule I Form 8-K, filed July 19, 2021, Exhibit 10.1 10.4 Form of LTIP Listing Equity Grant Form S-11/A, filed July 7, 2021, Exhibit 10.32 10.5 Form of LTIP Listing Equity Grant (Murphy) Form S-11/A, filed July 7, 2021, Exhibit 10.33 10.6 Form of RSU Listing Equity Grant Form S-11/A, filed July 7, 2021, Exhibit 10.34 10.7 Form of Restricted Stock Listing Equity Grant Form S-11/A, filed July 7, 2021, Exhibit 10.35 31.1 * Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 * Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 * Certification of Principal Executive Officer pursuant to 18 U.S.C. 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002 32.2 * Certification of Principal Financial Officer pursuant to 18 U.S.C. 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002 101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document 101.SCH Inline XBRL Taxonomy Extension Schema Document 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF Inline XBRL Taxonomy Definition Linkbase Document 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File (formatted as inline XBRL and contained in exhibit 101) *Filed herewith PHILLIPS EDISON & COMPANY SEPTEMBER 30, 2021 FORM 10-Q 45 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PHILLIPS EDISON & COMPANY, INC. Date: November 4, 2021 By: /s/ Jeffrey S. Edison Jeffrey S. Edison Chairman of the Board and Chief Executive Officer (Principal Executive Officer) Date: November 4, 2021 By: /s/ John P. Caulfield John P. Caulfield Chief Financial Officer, Senior Vice President and Treasurer (Principal Financial Officer) PHILLIPS EDISON & COMPANY SEPTEMBER 30, 2021 FORM 10-Q 46